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NATIONAL PLANNING CORP
> MDY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 03/31/2018 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 0 | -31 | 0 | -10,708 | |
| 12/31/2017 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 31 | -39,425 | 10,708 | -12,865,292 | $345.42 |
| 09/30/2017 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 39,456 | -36,223 | 12,876,000 | -10,605,000 | $326.34 |
| 03/31/2017 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 75,679 | -9,425 | 23,481,000 | -2,574,000 | $310.27 |
| 12/31/2016 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 85,104 | 14,859 | 26,055,000 | 6,755,000 | $306.15 |
| 09/30/2016 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 70,245 | 59,171 | 19,300,000 | 16,347,000 | $274.75 |
| 06/30/2016 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 149,791 | 135,237 | 41,912,000 | 38,063,000 | $279.80 |
| 03/31/2016 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 14,554 | 3,480 | 3,849,000 | 896,000 | $264.46 |
| 12/31/2015 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 7,999 | -3,075 | 1,862,000 | -1,091,000 | $232.78 |
| 09/30/2015 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 11,074 | -64,205 | 2,953,000 | -17,542,000 | $266.66 |
| 06/30/2015 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 75,279 | 21,937 | 20,495,000 | 6,596,000 | $272.25 |
| 03/31/2015 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 72,600 | 19,258 | 19,807,000 | 5,908,000 | $272.82 |
| 12/31/2014 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 12,333 | 3,083 | 3,207,604,000 | 3,205,308,000 | $260,083.03 |
| 09/30/2014 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 9,250 | -44,092 | 2,296,000 | -11,603,000 | $248.22 |
| 06/30/2014 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 53,342 | 53,342 | 13,899,000 | 13,899,000 | $260.56 |
| 03/31/2014 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 49,044 | 38,009 | 12,439,000 | 9,748,000 | $253.63 |
| 12/31/2013 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 11,035 | 11,035 | 2,691,000 | 2,691,000 | $243.86 |
| 09/30/2013 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 12,121 | 2,934 | 2,778,000 | 842,000 | $229.19 |
| 06/30/2013 | SPDR S&P MIDCAP 400 ETF TRUST | MDY | 9,187 | 9,187 | 1,936,000 | 1,936,000 | $210.73 |
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