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LADENBURG THALMANN ASSET MANAGEMENT
> AINV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | MidCap Financial Investment Corp | AINV | 0 | -70,721 | 0 | -531,000 | |
| 12/31/2016 | MidCap Financial Investment Corp | AINV | 0 | -70,721 | 0 | -531,000 | |
| 09/30/2016 | MidCap Financial Investment Corp | AINV | 0 | -70,721 | 0 | -531,000 | |
| 06/30/2016 | MidCap Financial Investment Corp | AINV | 0 | -70,721 | 0 | -531,000 | |
| 03/31/2016 | MidCap Financial Investment Corp | AINV | 0 | -70,721 | 0 | -531,000 | |
| 09/30/2011 | MidCap Financial Investment Corp | AINV | 70,721 | 21,462 | 531,000 | 28,000 | $7.51 |
| 06/30/2011 | MidCap Financial Investment Corp | AINV | 49,259 | 10,649 | 503,000 | 37,000 | $10.21 |
| 03/31/2011 | MidCap Financial Investment Corp | AINV | 38,610 | -10,761 | 466,000 | -81,000 | $12.07 |
| 12/31/2010 | MidCap Financial Investment Corp | AINV | 49,371 | -23 | 547,000 | 42,000 | $11.08 |
| 09/30/2010 | MidCap Financial Investment Corp | AINV | 49,394 | 8,777 | 505,000 | 126,000 | $10.22 |
| 06/30/2010 | MidCap Financial Investment Corp | AINV | 40,617 | 2,007 | 379,000 | 11,000 | $9.33 |
| 03/31/2010 | MidCap Financial Investment Corp | AINV | 18,404 | -20,206 | 517,000 | 149,000 | $28.09 |
| 12/31/2009 | MidCap Financial Investment Corp | AINV | 38,610 | 38,610 | 368,000 | 368,000 | $9.53 |
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