LADENBURG THALMANN ASSET MANAGEMENT [Rocket]

Holdings

LADENBURG THALMANN ASSET MANAGEMENT

Changes: All | New | Increased | Decreased | Sold Out

Portfolio as of:

Name	Ticker	Class	Shares	Change	Value	Change	% Port	% OS	Hist	Date
AMAZON COM INC	AMZN	INC	0	-1,500	0	-307,000	0.00	0.00	Hist	09/30/2011
APPLIED MATERIALS INC /DE	AMAT	INC	0	-400	0	-5,000	0.00	0.00	Hist	09/30/2011
BEACON POWER CORP	BCON	COM	0	-105	0	-126	0.00	0.00	Hist	09/30/2011
CEVA INC	CEVA	Common	0	-33	0	-1,000	0.00	0.00	Hist	09/30/2011
CHIMERA INVESTMENT CORP	CIM	Common	0	-1,000	0	-3,000	0.00	0.00	Hist	09/30/2011
CITIZENS REPUBLIC BANCORP, INC.	CRBC	Common	0	-100	0	-69	0.00	0.00	Hist	09/30/2011
CONSOLIDATED EDISON INC	ED/PA	INC	0	-500	0	-48,000	0.00	0.00	Hist	09/30/2011
Valaris Ltd	ESV	ADR	0	-60	0	-3,000	0.00	0.00	Hist	09/30/2011
ENTERGY CORP /DE/	ETR	Common	0	-67	0	-5,000	0.00	0.00	Hist	09/30/2011
Arthur J. Gallagher & Co.	AJG	Common	0	-135	0	-4,000	0.00	0.00	Hist	09/30/2011
GENERAL ELECTRIC CAPITAL CORP	GEP	Common	0	-334	0	-9,000	0.00	0.00	Hist	09/30/2011
GOODRICH CORP	GR	Common	0	-11	0	-1,000	0.00	0.00	Hist	09/30/2011
Saba Capital Income & Opportunities Fund	PPR	Common	0	-2,289	0	-14,000	0.00	0.00	Hist	09/30/2011
iSHARES TRUST	IWN	ETF	0	-32,002	0	-2,435,000	0.00	0.00	Hist	09/30/2011
iSHARES TRUST	IWO	ETF	0	-27,109	0	-2,658,000	0.00	0.00	Hist	09/30/2011
JACO ELECTRONICS INC	JACO	Common	0	-256	0	-82	0.00	0.00	Hist	09/30/2011
KINDRED HEALTHCARE, INC	KND	INC	0	-2	0	-43	0.00	0.00	Hist	09/30/2011
KNIGHT CAPITAL GROUP LLC	NITE	INC	0	-100	0	-1,000	0.00	0.00	Hist	09/30/2011
LAPOLLA INDUSTRIES INC	LPAD	Common	0	-87	0	-55	0.00	0.00	Hist	09/30/2011
MATTEL INC /DE/	MAT	Common	0	-200	0	-5,000	0.00	0.00	Hist	09/30/2011
MRV COMMUNICATIONS INC	MRVC	Common	0	-12,262	0	-17,000	0.00	0.00	Hist	09/30/2011
NATIONAL LAMPOON INC	NLMP	COM	0	-1,000	0	-10	0.00	0.00	Hist	09/30/2011
NESTLE SA	NSRGY	Common	0	-100	0	-6,238	0.00	0.00	Hist	09/30/2011
NISSAN MOTOR CO LTD /FI	NSANY	Common	0	-87	0	-2,000	0.00	0.00	Hist	09/30/2011
OPTI INC	OPTI	Common	0	-300	0	-1,000	0.00	0.00	Hist	09/30/2011
PIMCO Income Strategy Fund II	PFN	Common	0	-200	0	-2,000	0.00	0.00	Hist	09/30/2011
PROGRESS ENERGY INC	PGN	Common	0	-200	0	-10,000	0.00	0.00	Hist	09/30/2011
ROCHE HOLDING LTD	RHHBY	Common	0	-125	0	-5,000	0.00	0.00	Hist	09/30/2011
UNITED STATES STEEL CORP	X	Common	0	-200	0	-9,000	0.00	0.00	Hist	09/30/2011
US BANCORP \DE\	USB/PG	Preferred Stock	0	-1,000	0	-25,000	0.00	0.00	Hist	09/30/2011
WILLIAMS COMPANIES, INC.	WMB	Common	0	-423	0	-13,000	0.00	0.00	Hist	09/30/2011
YOUKU TUDOU INC.	YOKU	ADR	0	-128	0	-4,000	0.00	0.00	Hist	09/30/2011
NZCH Corp	ZPCM	COM	0	-5	0	-1	0.00	0.00	Hist	09/30/2011
BRIDGFORD FOODS CORP	BRID	COM	0	-150	0	-2,000	0.00	0.00	Hist	06/30/2017
BRISTOL MYERS SQUIBB CO	BMY	Common	0	-1,420	0	-45,000	0.00	0.00	Hist	06/30/2017
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