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LADENBURG THALMANN ASSET MANAGEMENT
> PFLT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | PennantPark Floating Rate Capital Ltd. | PFLT | 0 | -52,064 | 0 | -549,000 | |
| 12/31/2016 | PennantPark Floating Rate Capital Ltd. | PFLT | 0 | -52,064 | 0 | -549,000 | |
| 09/30/2016 | PennantPark Floating Rate Capital Ltd. | PFLT | 0 | -52,064 | 0 | -549,000 | |
| 06/30/2016 | PennantPark Floating Rate Capital Ltd. | PFLT | 0 | -52,064 | 0 | -549,000 | |
| 03/31/2016 | PennantPark Floating Rate Capital Ltd. | PFLT | 0 | -52,064 | 0 | -549,000 | |
| 09/30/2011 | PennantPark Floating Rate Capital Ltd. | PFLT | 52,064 | 52,064 | 549,000 | 549,000 | $10.54 |
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