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LADENBURG THALMANN ASSET MANAGEMENT
> SUNS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | SLR Senior Investment Corp. | SUNS | 0 | -145,194 | 0 | -2,075,000 | |
| 12/31/2016 | SLR Senior Investment Corp. | SUNS | 0 | -145,194 | 0 | -2,075,000 | |
| 09/30/2016 | SLR Senior Investment Corp. | SUNS | 0 | -145,194 | 0 | -2,075,000 | |
| 06/30/2016 | SLR Senior Investment Corp. | SUNS | 0 | -145,194 | 0 | -2,075,000 | |
| 03/31/2016 | SLR Senior Investment Corp. | SUNS | 0 | -145,194 | 0 | -2,075,000 | |
| 09/30/2011 | SLR Senior Investment Corp. | SUNS | 145,194 | 63,150 | 2,075,000 | 602,000 | $14.29 |
| 06/30/2011 | SLR Senior Investment Corp. | SUNS | 82,044 | 82,044 | 1,473,000 | 1,473,000 | $17.95 |
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