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LADENBURG THALMANN ASSET MANAGEMENT
> MINT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | PIMCO ETF Trust | MINT | 0 | -6,525 | 0 | -655,000 | |
| 12/31/2016 | PIMCO ETF Trust | MINT | 0 | -6,525 | 0 | -655,000 | |
| 09/30/2016 | PIMCO ETF Trust | MINT | 0 | -6,525 | 0 | -655,000 | |
| 06/30/2016 | PIMCO ETF Trust | MINT | 0 | -6,525 | 0 | -655,000 | |
| 03/31/2016 | PIMCO ETF Trust | MINT | 0 | -6,525 | 0 | -655,000 | |
| 09/30/2011 | PIMCO ETF Trust | MINT | 6,525 | 1,607 | 655,000 | 158,000 | $100.38 |
| 06/30/2011 | PIMCO ETF Trust | MINT | 4,918 | 4,918 | 497,000 | 497,000 | $101.06 |
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