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LADENBURG THALMANN ASSET MANAGEMENT
> SLRC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | SLR Investment Corp. | SLRC | 0 | -80,626 | 0 | -1,593,000 | |
| 12/31/2016 | SLR Investment Corp. | SLRC | 0 | -80,626 | 0 | -1,593,000 | |
| 09/30/2016 | SLR Investment Corp. | SLRC | 0 | -80,626 | 0 | -1,593,000 | |
| 06/30/2016 | SLR Investment Corp. | SLRC | 0 | -80,626 | 0 | -1,593,000 | |
| 03/31/2016 | SLR Investment Corp. | SLRC | 0 | -80,626 | 0 | -1,593,000 | |
| 09/30/2011 | SLR Investment Corp. | SLRC | 80,626 | 39,126 | 1,593,000 | 553,000 | $19.76 |
| 06/30/2011 | SLR Investment Corp. | SLRC | 41,500 | -17,988 | 1,040,000 | -381,000 | $25.06 |
| 03/31/2011 | SLR Investment Corp. | SLRC | 59,488 | 12,509 | 1,421,000 | 257,000 | $23.89 |
| 12/31/2010 | SLR Investment Corp. | SLRC | 46,979 | 1,479 | 1,164,000 | 188,000 | $24.78 |
| 09/30/2010 | SLR Investment Corp. | SLRC | 45,500 | 1,800 | 976,000 | 134,000 | $21.45 |
| 06/30/2010 | SLR Investment Corp. | SLRC | 43,700 | 0 | 842,000 | -82,000 | $19.27 |
| 03/31/2010 | SLR Investment Corp. | SLRC | 43,700 | 43,700 | 924,000 | 924,000 | $21.14 |
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