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LADENBURG THALMANN ASSET MANAGEMENT
> CIU
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | iSHARES TRUST | CIU | 0 | -263,100 | 0 | -28,096,000 | |
| 12/31/2016 | iSHARES TRUST | CIU | 0 | -263,100 | 0 | -28,096,000 | |
| 09/30/2016 | iSHARES TRUST | CIU | 0 | -263,100 | 0 | -28,096,000 | |
| 06/30/2016 | iSHARES TRUST | CIU | 0 | -263,100 | 0 | -28,096,000 | |
| 03/31/2016 | iSHARES TRUST | CIU | 0 | -263,100 | 0 | -28,096,000 | |
| 09/30/2011 | iSHARES TRUST | CIU | 263,100 | 28,987 | 28,096,000 | 2,462,000 | $106.79 |
| 06/30/2011 | iSHARES TRUST | CIU | 234,113 | 15,279 | 25,634,000 | 2,593,000 | $109.49 |
| 03/31/2011 | iSHARES TRUST | CIU | 218,834 | 68,458 | 23,041,000 | 7,224,000 | $105.29 |
| 12/31/2010 | iSHARES TRUST | CIU | 150,376 | -10,830 | 15,817,000 | -1,659,000 | $105.18 |
| 09/30/2010 | iSHARES TRUST | CIU | 161,206 | 91,055 | 17,476,000 | 10,114,000 | $108.41 |
| 06/30/2010 | iSHARES TRUST | CIU | 70,151 | -38,845 | 7,362,000 | -3,833,000 | $104.95 |
| 03/31/2010 | iSHARES TRUST | CIU | 141,672 | 32,676 | 14,336,000 | 3,141,000 | $101.19 |
| 12/31/2009 | iSHARES TRUST | CIU | 108,996 | 108,996 | 11,195,000 | 11,195,000 | $102.71 |
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