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LADENBURG THALMANN ASSET MANAGEMENT
> AGG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | iSHARES TRUST | AGG | 0 | -3,595 | 0 | -396,000 | |
| 12/31/2016 | iSHARES TRUST | AGG | 0 | -3,595 | 0 | -396,000 | |
| 09/30/2016 | iSHARES TRUST | AGG | 0 | -3,595 | 0 | -396,000 | |
| 06/30/2016 | iSHARES TRUST | AGG | 0 | -3,595 | 0 | -396,000 | |
| 03/31/2016 | iSHARES TRUST | AGG | 0 | -3,595 | 0 | -396,000 | |
| 09/30/2011 | iSHARES TRUST | AGG | 3,595 | 110 | 396,000 | 24,000 | $110.15 |
| 06/30/2011 | iSHARES TRUST | AGG | 3,485 | 3,022 | 372,000 | 323,000 | $106.74 |
| 03/31/2011 | iSHARES TRUST | AGG | 463 | -2,301 | 49,000 | -243,000 | $105.83 |
| 12/31/2010 | iSHARES TRUST | AGG | 2,764 | 370 | 292,000 | 32,000 | $105.64 |
| 09/30/2010 | iSHARES TRUST | AGG | 2,394 | 1,931 | 260,000 | 210,000 | $108.60 |
| 06/30/2010 | iSHARES TRUST | AGG | 463 | -852 | 50,000 | -86,000 | $107.99 |
| 03/31/2010 | iSHARES TRUST | AGG | 463 | -852 | 48,000 | -88,000 | $103.67 |
| 12/31/2009 | iSHARES TRUST | AGG | 1,315 | 1,315 | 136,000 | 136,000 | $103.42 |
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