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Sorrento Therapeutics, Inc. (SRNE)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
03/17/2023
Ji Henry
See Remarks
Exercise (in-the-money or at-the-money)
Common Stock
19.5k
$0.80
$15.7k
By BioVintage, Inc.
03/17/2023
03/17/2023
Ji Henry
See Remarks
Disposition
Put Option (obligation to buy)
195
$0.80
$156.5
By BioVintage, Inc.
03/17/2023
12/21/2022
Ji Henry
See Remarks
Exercise (in-the-money or at-the-money)
Put Option (obligation to buy)
3
$5.50
$16.5
By BioVintage, Inc.
12/02/2022
12/15/2022
Ji Henry
See Remarks
Grant
Common Stock
1.5M
$0.00
$0
12/15/2022
12/02/2022
Ji Henry
See Remarks
Exercise (in-the-money or at-the-money)
Put Option (obligation to buy)
2
$5.50
$11
By BioVintage, Inc.
12/02/2022
09/07/2022
Ji Henry
See Remarks
Purchase
Call Option (right to buy)
129
$12.00
$1.5k
By BioVintage, Inc.
09/07/2022
09/07/2022
Ji Henry
See Remarks
Purchase
Call Option (right to buy)
759
$12.00
$9.1k
By BioVintage, Inc.
09/07/2022
09/07/2022
Ji Henry
See Remarks
Purchase
Common Stock
88.9k
$2.02
$179.3k
09/07/2022
09/06/2022
Ji Henry
See Remarks
Purchase
Common Stock
55.6k
$1.96
$108.9k
09/06/2022
09/02/2022
Ji Henry
See Remarks
Grant
Common Stock
2.5M
$0.00
$0
09/02/2022
08/26/2022
Ji Henry
See Remarks
Purchase
Common Stock
33.3k
$2.11
$70.3k
08/26/2022
08/26/2022
Ji Henry
See Remarks
Sale
Put Option (obligation to buy)
200
$5.50
$1.1k
By BioVintage, Inc.
08/26/2022
08/25/2022
Ji Henry
See Remarks
Purchase
Common Stock
22.2k
$2.06
$45.8k
08/25/2022
08/25/2022
Ji Henry
See Remarks
Purchase
Call Option (right to buy)
1000
$15.00
$15k
By BioVintage, Inc.
08/25/2022
06/14/2022
Ji Henry
See Remarks
Purchase
Common Stock
10k
$1.40
$14k
06/14/2022
05/18/2022
CZEREPAK ELIZABETH
EVP & CFO
Grant
Stock Option (right to buy)
350k
$1.51
$528.5k
05/18/2022
05/18/2022
Reilly Tammy
Director
Grant
Stock Option (right to buy)
100k
$1.51
$151k
05/18/2022
12/27/2021
Janda Kim
Director
Sale
Common Stock
3k
$5.88
$17.6k
12/27/2021
12/27/2021
Janda Kim
Director
Exercise
Non-qualified stock option
3k
$4.00
$12k
12/27/2021
11/18/2021
CZEREPAK ELIZABETH
EVP & CFO
Grant
Stock Option (right to buy)
100k
$6.01
$601k
11/18/2021
09/29/2021
Ji Henry
See Remarks
Exercise
Non-qualified stock options
10k
$4.00
$40k
09/29/2021
09/27/2021
Janda Kim
Director
Sale
Common Stock
42.4k
$8.02
$339.7k
09/27/2021
09/27/2021
Janda Kim
Director
Exercise
Stock Options
35k
$1.80
$63k
09/27/2021
09/27/2021
Janda Kim
Director
Exercise
Stock Options
7.4k
$3.57
$26.3k
09/27/2021
09/13/2021
Janda Kim
Director
Sale
Common Stock
8k
$8.04
$64.3k
09/13/2021
09/13/2021
Janda Kim
Director
Exercise
Non-qualified stock option
8k
$3.50
$28k
09/13/2021
09/03/2021
Smith Robin L
Director
Exercise
Stock Options
75k
$3.95
$296.2k
09/03/2021
09/03/2021
Smith Robin L
Director
Exercise
Stock Options
100k
$4.89
$489k
09/03/2021
08/30/2021
Janda Kim
Director
Grant
Stock option (right to buy)
250k
$8.86
$2.2M
08/30/2021
08/30/2021
Smith Robin L
Director
Grant
Stock option (right to buy)
250k
$8.86
$2.2M
08/30/2021
08/30/2021
Ji Henry
See Remarks
Grant
Stock option (right to buy)
2.5M
$8.86
$22.2M
08/30/2021
08/30/2021
Lemus David
Director
Grant
Stock option (right to buy)
250k
$8.86
$2.2M
08/30/2021
08/30/2021
Followwill Dorman
Director
Grant
Stock option (right to buy)
250k
$8.86
$2.2M
08/30/2021
08/30/2021
Wu Yue Alexander
Director
Grant
Stock option (right to buy)
250k
$8.86
$2.2M
08/30/2021
04/12/2021
Janda Kim
Director
Sale
Common Stock
1.9k
$6.97
$13.3k
04/12/2021
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