| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 12/27/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Non-qualified stock option | 3k | $4.00 | $12k | | 12/27/2021 |
| 12/27/2021 | Sorrento Therapeutics, Inc. | SRNE | Sale | Common Stock | 3k | $5.88 | $17.6k | | 12/27/2021 |
| 09/27/2021 | Sorrento Therapeutics, Inc. | SRNE | Sale | Common Stock | 42.4k | $8.02 | $339.7k | | 09/27/2021 |
| 09/27/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Stock Options | 35k | $1.80 | $63k | | 09/27/2021 |
| 09/27/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Stock Options | 7.4k | $3.57 | $26.3k | | 09/27/2021 |
| 09/13/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Non-qualified stock option | 8k | $3.50 | $28k | | 09/13/2021 |
| 09/13/2021 | Sorrento Therapeutics, Inc. | SRNE | Sale | Common Stock | 8k | $8.04 | $64.3k | | 09/13/2021 |
| 08/30/2021 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock option (right to buy) | 250k | $8.86 | $2.2M | | 08/30/2021 |
| 04/12/2021 | Sorrento Therapeutics, Inc. | SRNE | Sale | Common Stock | 1.9k | $6.97 | $13.3k | | 04/12/2021 |
| 04/12/2021 | Sorrento Therapeutics, Inc. | SRNE | Exercise | Non-qualified stock option | 1.9k | $3.50 | $6.6k | | 04/12/2021 |
| 08/07/2020 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 150k | $14.42 | $2.2M | | 08/07/2020 |
| 06/15/2020 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 100k | $4.89 | $489k | | 06/15/2020 |
| 04/19/2019 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 70k | $3.78 | $264.6k | | 04/19/2019 |
| 11/26/2018 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 35k | $3.57 | $125k | | 11/26/2018 |
| 07/11/2016 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 35k | $6.44 | $225.4k | | 07/11/2016 |
| 01/23/2014 | Sorrento Therapeutics, Inc. | SRNE | Grant | Stock Options | 10k | $9.82 | $98.2k | | 01/23/2014 |