PECK MICHAEL D [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Ownership	Reported
07/03/2023	First Trust Hedged Strategies Fund		Other (acquisition)	Class I Common Shares	8k	$10.00	$79.6k	FIRST TRUST CAPITAL MANAGEMENT L.P.	07/03/2023
07/03/2023	First Trust Hedged Strategies Fund		Purchase	Class A Common Shares	100	$10.00	$1000	FIRST TRUST CAPITAL MANAGEMENT L.P.	07/03/2023
06/30/2023	First Trust Private Credit Fund		Other (disposition)	Class I Common Shares	1.2k	$10.21	$12.6k	VIVALDI CAPITAL MANAGEMENT LP	06/30/2023
03/31/2023	First Trust Private Credit Fund		Other (acquisition)	Class I Common Shares	1.2k	$10.07	$12.4k	VIVALDI CAPITAL MANAGEMENT LP	03/31/2023
08/02/2021	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Purchase	CLASS A COMMON SHARES	36.64	$27.29	$999.9	VIVALDI HOLDINGS LLC	08/02/2021
12/31/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Sale	COMMON SHARES	3.2k	$25.55	$82.4k	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
10/07/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	14	$24.79	$347.1	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
09/02/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$24.37	$316.8	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
08/05/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$23.92	$311	VIVALDI CAPITAL MANAGEMENT LLC	08/05/2020
07/06/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	3.2k	$23.75	$75.4k	VIVALDI CAPITAL MANAGEMENT LLC	07/01/2020
07/01/2020	FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND	VFLEX	Other (acquisition)	COMMON SHARES	13	$23.66	$307.6	VIVALDI CAPITAL MANAGEMENT LLC	07/01/2020
02/27/2019	Vivaldi Opportunities Fund	VAM	Purchase	Common shares	1000	$13.74	$13.7k	401k	02/27/2019