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Vivaldi Opportunities Fund (VAM)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
06/21/2019ASHER DANIEL10% OwnerSaleCommon Stock1.6k$14.19$22.4kBy Sphinx Trading LP06/21/2019
06/21/2019ASHER DANIEL10% OwnerSaleCommon Stock1.6k$14.19$22.4kBy AFOB FIP MS, LLC06/21/2019
06/19/2019ASHER DANIEL10% OwnerSaleCommon Stock2.9k$14.15$40.8kBy Sphinx Trading LP06/19/2019
06/19/2019ASHER DANIEL10% OwnerSaleCommon Stock2.9k$14.15$40.8kBy AFOB FIP MS, LLC02/19/2019
06/18/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.15$2.8kBy Sphinx Trading LP06/18/2019
06/18/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.15$2.8kBy AFOB FIP MS, LLC06/18/2019
06/14/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.20$2.8kBy Sphinx Trading LP06/13/2019
06/14/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.20$2.8kBy AFOB FIP MS, LLC06/13/2019
06/13/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.20$2.8kBy AFOB FIP MS, LLC06/13/2019
06/13/2019ASHER DANIEL10% OwnerSaleCommon Stock200$14.20$2.8kBy Sphinx Trading LP06/13/2019
02/27/2019PECK MICHAEL DPresidentPurchaseCommon shares1000$13.74$13.7k401k02/27/2019
02/01/2019ASHER DANIEL10% OwnerGiftCommon Stock67.5k$0.00$0By AFOB FIP MS , LLC06/13/2019
01/31/2019ASHER DANIEL10% OwnerGiftCommon Stock1.1M$0.00$0By AFOB FIP MS , LLC06/13/2019
01/07/2019ASHER DANIEL10% OwnerSaleCommon Stock100$14.15$1.4kBy Daniel Asher Revocable Trust01/07/2019
01/03/2019ASHER DANIEL10% OwnerSaleCommon Stock400$14.15$5.7kBy Daniel Asher Revocable Trust01/03/2019
12/31/2018ASHER DANIEL10% OwnerSaleCommon Stock2.6k$14.21$36.9kBy Daniel Asher Revocable Trust12/31/2018
12/20/2018ASHER DANIEL10% OwnerSaleCommon Stock200$14.30$2.9kBy Daniel Asher Revocable Trust12/20/2018
12/20/2018ASHER DANIEL10% OwnerSaleCommon Stock1.4k$14.46$20.8kBy Daniel Asher Revocable Trust12/20/2018
12/18/2018ASHER DANIEL10% OwnerSaleCommon Stock100$14.40$1.4kBy Daniel Asher Revocable Trust12/17/2018
12/17/2018ASHER DANIEL10% OwnerSaleCommon Stock700$14.28$10kBy Daniel Asher Revocable Trust12/17/2018
12/13/2018ASHER DANIEL10% OwnerSaleCommon Stock200$14.55$2.9kBy Daniel Asher Revocable Trust12/13/2018
11/28/2018ASHER DANIEL10% OwnerSaleCommon Stock100$14.70$1.5kBy Daniel Asher Revocable Trust11/28/2018
11/27/2018ASHER DANIEL10% OwnerSaleCommon Stock200$14.70$2.9kBy Daniel Asher Revocable Trust11/26/2018
11/26/2018ASHER DANIEL10% OwnerSaleCommon Stock1000$14.76$14.8kBy Daniel Asher Revocable Trust11/26/2018
11/20/2018ASHER DANIEL10% OwnerSaleCommon Stock1.1k$14.70$16.2kBy Daniel Asher Revocable Trust11/19/2018
11/19/2018ASHER DANIEL10% OwnerSaleCommon Stock1.6k$14.70$23.3kBy Daniel Asher Revocable Trust11/19/2018
10/19/2018ASHER DANIEL10% OwnerSaleCommon Stock1$14.95$15By Daniel Asher Revocable Trust10/19/2018
10/16/2018ASHER DANIEL10% OwnerSalecommon stock4$14.95$59.8by Daniel Asher Revocable trust10/16/2018
10/15/2018ASHER DANIEL10% OwnerSaleCommon Stock200$14.95$3kby Daniel Asher Revocable Trust10/15/2018
10/10/2018ASHER DANIEL10% OwnerSaleCommon Stock1.9k$14.95$28.3kBy Daniel Asher Revocable Trust10/10/2018
09/18/2018ASHER DANIEL10% OwnerSaleCommon Stock2.2k$15.02$33kBy Daniel Asher Revocable Trust09/18/2018
09/13/2018ASHER DANIEL10% OwnerSaleCommon Stock300$15.04$4.5kBy Daniel Asher Revocable Trust09/13/2018
09/13/2018ASHER DANIEL10% OwnerSaleCommon Stock600$15.05$9kBy Daniel Asher Revocable Trust09/13/2018
08/14/2018ASHER DANIEL10% OwnerSaleCommon Stock300$14.95$4.5kBy Daniel Asher Revocable Trust08/14/2018
08/13/2018ASHER DANIEL10% OwnerSaleCommon Stock1.5k$14.95$22.4kBy Daniel Asher Revocable Trust08/13/2018
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