| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/30/2022 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Other (acquisition) | Common Shares, Par Value $0.001 | 992 | $16.00 | $15.9k | | 06/30/2022 |
| 03/14/2022 | GABELLI DIVIDEND & INCOME TRUST | GDV | Purchase | Series K Cumulative Preferred Shares | 4k | $21.05 | $84.2k | By spouse | 03/14/2022 |
| 02/28/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (disposition) | Series A Cumulative Preferred Shares | 1000 | $25.00 | $25k | By spouse | 02/28/2021 |
| 02/28/2022 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Other (disposition) | Series A Cumulative Preferred Shares | 3.2k | $25.00 | $79.2k | | 02/28/2021 |
| 01/31/2022 | GABELLI UTILITY TRUST | GUT | Other (disposition) | Series A Cumulative Preferred Shares | 208 | $25.00 | $5.2k | | 01/31/2022 |
| 01/31/2022 | GABELLI EQUITY TRUST INC | GAB | Other (disposition) | Series J Cumulative Preferred Shares | 4.3k | $25.00 | $107.8k | | 01/31/2022 |
| 01/31/2022 | GABELLI EQUITY TRUST INC | GAB | Other (disposition) | Series J Cumulative Preferred Shares | 4k | $25.00 | $100k | By spouse | 01/31/2022 |
| 01/31/2022 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (disposition) | Series G Cumulative Preferred Shares | 1000 | $25.00 | $25k | | 01/31/2022 |
| 01/31/2022 | GABELLI DIVIDEND & INCOME TRUST | GDV | Other (disposition) | Series G Cumulative Preferred Shares | 500 | $25.00 | $12.5k | By spouse | 01/31/2022 |
| 12/15/2021 | GAMCO INVESTORS, INC. ET AL | GBL | Payment of Exercise | Class A Common Stock | 1k | $24.43 | $25.1k | | 12/15/2021 |
| 09/30/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Common Shares, Par Value $0.001 | 390 | $16.76 | $6.5k | | 09/30/2021 |
| 09/30/2021 | Gabelli Go Anywhere Trust | GGO | Other (disposition) | Common Shares, Par Value $0.001 | 309 | $16.76 | $5.2k | By spouse | 09/30/2021 |
| 08/31/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (acquisition) | Common Stock, Par Value $0.001 | 2.1k | $9.50 | $20.1k | | 08/31/2021 |
| 08/31/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Other (acquisition) | Common Stock, Par Value $0.001 | 2k | $9.50 | $19.4k | | 08/31/2021 |
| 07/21/2021 | GABELLI EQUITY TRUST INC | GAB | Other (acquisition) | Common Stock, Par Value $0.001 | 522 | $5.50 | $2.9k | | 07/21/2021 |
| 05/20/2021 | GABELLI EQUITY TRUST INC | GAB | Acquisition (by will) | Series K Cumulative Preferred Shares | 390 | $26.32 | $10.3k | | 05/20/2021 |
| 05/20/2021 | GABELLI EQUITY TRUST INC | GAB | Acquisition (by will) | Series G Cumulative Preferred Shares | 104 | $25.68 | $2.7k | | 05/20/2021 |
| 05/20/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Acquisition (by will) | Series A Cumulative Preferred Shares | 104 | $25.92 | $2.7k | | 05/20/2021 |
| 05/20/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Acquisition (by will) | Series G Cumulative Preferred Stock | 208 | $26.40 | $5.5k | | 05/20/2021 |
| 05/20/2021 | Gabelli Go Anywhere Trust | GGO | Acquisition (by will) | Common Shares, Par Value $0.001 | 81 | $15.05 | $1.2k | | 05/20/2021 |
| 05/20/2021 | GABELLI EQUITY TRUST INC | GAB | Acquisition (by will) | Series J Cumulative Preferred Shares | 312 | $26.51 | $8.3k | | 05/20/2021 |
| 05/20/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Acquisition (by will) | Series E Cumulative Preferred Stock | 520 | $25.88 | $13.5k | | 05/20/2021 |
| 05/20/2021 | GABELLI DIVIDEND & INCOME TRUST | GDV | Acquisition (by will) | Series H Cumulative Preferred Shares | 260 | $27.94 | $7.3k | | 05/20/2021 |
| 05/20/2021 | GAMCO Global Gold, Natural Resources & Income Trust | GGN | Acquisition (by will) | Series B Cumulative Preferred Shares | 416 | $25.55 | $10.6k | | 05/20/2021 |
| 05/20/2021 | GAMCO Natural Resources, Gold & Income Trust | GNT | Acquisition (by will) | Series A Cumulative Preferred Shares | 208 | $26.05 | $5.4k | | 05/20/2021 |
| 05/20/2021 | GABELLI MULTIMEDIA TRUST INC. | GGT | Acquisition (by will) | Common Stock, Par Value $0.001 | 474 | $9.92 | $4.7k | | 05/20/2021 |
| 05/20/2021 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Acquisition (by will) | Common Shares, Par Value $0.001 | 214 | $22.50 | $4.8k | | 05/20/2021 |
| 05/20/2021 | GABELLI UTILITY TRUST | GUT | Acquisition (by will) | Series C Cumulative Preferred Shares | 52 | $26.08 | $1.4k | | 05/20/2021 |
| 05/20/2021 | GABELLI UTILITY TRUST | GUT | Acquisition (by will) | Series A Cumulative Preferred Shares | 208 | $26.82 | $5.6k | | 05/20/2021 |
| 04/05/2021 | GAMCO INVESTORS, INC. ET AL | GBL | Payment of Exercise | Class A Common Stock | 435 | $19.45 | $8.5k | | 04/05/2021 |
| 02/08/2021 | GABELLI GLOBAL UTILITY & INCOME TRUST | GLU.A | Acquisition (by will) | Common Shares, Par Value $0.001 | 183 | $18.95 | $3.5k | | 02/08/2021 |
| 02/08/2021 | Gabelli Global Small & Mid Cap Value Trust | GGZ | Acquisition (by will) | Series A Cumulative Preferred Shares | 66 | $26.05 | $1.7k | | 02/08/2021 |
| 02/08/2021 | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | GCV | Acquisition (by will) | Common Stock, Par Value $0.001 | 1.5k | $6.66 | $10.3k | | 02/08/2021 |
| 02/08/2021 | GABELLI UTILITY TRUST | GUT | Acquisition (by will) | Series C Cumulative Preferred Shares | 33 | $25.95 | $856.4 | | 02/08/2021 |
| 12/24/2020 | Gabelli Healthcare & WellnessRx Trust | GRX | Other (disposition) | Series B Cumulative Preferred Shares | 4k | $25.36 | $101.4k | | 12/24/2020 |
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