| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/30/2023 | GABELLI MARIO J | | Sale | Common Shares, Par Value $0.001 | 1.9k | $13.21 | $25.1k | Trust account | 05/30/2023 |
| 07/25/2022 | GABELLI MARIO J | | Sale | Series B Cumulative Preferred Shares | 2k | $50.10 | $100.2k | Associated Capital Group, Inc. | 07/25/2022 |
| 06/30/2022 | MELARKEY MICHAEL J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 1.1k | $16.00 | $17.5k | Le Cle Investments | 06/30/2022 |
| 06/30/2022 | CONN JAMES P | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 250 | $16.00 | $4k | | 06/30/2022 |
| 06/30/2022 | Nakamura Kuni | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 296 | $16.00 | $4.7k | | 06/30/2022 |
| 06/30/2022 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 15.6k | $16.00 | $249.8k | | 06/30/2022 |
| 06/30/2022 | ALPERT BRUCE N | President | Other (acquisition) | Common Shares, Par Value $0.001 | 992 | $16.00 | $15.9k | | 06/30/2022 |
| 06/30/2022 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 97.4k | $16.00 | $1.6M | Associated Capital Group, Inc. | 06/30/2022 |
| 06/30/2022 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 1.2k | $16.00 | $18.9k | Trust account | 06/30/2022 |
| 06/13/2022 | ENRIGHT VINCENT D | Director | Sale | Rights for Common Shares | 252 | $0.04 | $10.1 | | 06/13/2022 |
| 05/20/2021 | ALPERT BRUCE N | President | Acquisition (by will) | Common Shares, Par Value $0.001 | 214 | $22.50 | $4.8k | | 05/20/2021 |
| 02/08/2021 | ALPERT BRUCE N | President | Acquisition (by will) | Common Shares, Par Value $0.001 | 183 | $18.95 | $3.5k | | 02/08/2021 |
| 07/16/2020 | GABELLI MARIO J | | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 2k | $51.50 | $103k | Associated Capital Group, Inc. | 07/16/2020 |
| 07/06/2020 | GABELLI MARIO J | | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 1000 | $51.06 | $51.1k | Trust Account | 07/06/2020 |
| 06/16/2020 | GABELLI MARIO J | | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 828 | $51.70 | $42.8k | Associated Capital Group, Inc. | 06/16/2020 |
| 01/24/2020 | ALPERT BRUCE N | President | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 900 | $51.70 | $46.5k | | 01/24/2020 |
| 09/09/2019 | CONN JAMES P | Director | Sale | Common Shares, Par Value $0.001 | 3.7k | $17.93 | $66.9k | | 09/09/2019 |
| 09/06/2019 | CONN JAMES P | Director | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 1000 | $52.60 | $52.6k | | 09/06/2019 |
| 09/06/2019 | CONN JAMES P | Director | Sale | Common Shares, Par Value $0.001 | 12.5k | $18.02 | $225k | | 09/06/2019 |
| 08/29/2019 | CONN JAMES P | Director | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 1.7k | $52.50 | $89.4k | | 08/29/2019 |
| 08/28/2019 | CONN JAMES P | Director | Sale | Common Shares, Par Value $0.001 | 1.2k | $17.95 | $22.3k | | 08/28/2019 |
| 08/23/2019 | CONN JAMES P | Director | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 2.8k | $52.39 | $147.9k | | 08/23/2018 |
| 08/23/2019 | CONN JAMES P | Director | Sale | Common Shares, Par Value $0.001 | 400 | $18.00 | $7.2k | | 08/23/2018 |
| 08/13/2019 | GABELLI MARIO J | | Sale | Series B Cumulative Puttable and Callable Preferred Shares | 663 | $52.00 | $34.5k | Trust Account | 08/13/2019 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 59.9k | $17.50 | $1M | | 12/20/2018 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 59.9k | $50.00 | $3M | | 12/20/2018 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 88.8k | $50.00 | $4.4M | Associated Capital Group, Inc. | 12/20/2018 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 1.7k | $50.00 | $83.2k | Trust Account | 12/20/2018 |
| 12/20/2018 | MELARKEY MICHAEL J | Director | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 1.1k | $50.00 | $54.6k | Le Cle Investments | 12/20/2018 |
| 12/20/2018 | ALPERT BRUCE N | President | Other (acquisition) | Common Shares, Par Value $0.001 | 900 | $17.50 | $15.8k | | 12/20/2018 |
| 12/20/2018 | MELARKEY MICHAEL J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 1.1k | $17.50 | $19.1k | Le Cle Investments | 12/20/2018 |
| 12/20/2018 | CONN JAMES P | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 5.5k | $17.50 | $96.7k | | 12/20/2018 |
| 12/20/2018 | ALPERT BRUCE N | President | Other (acquisition) | Series B Cumulative Puttable and Callable Preferred Shares | 900 | $50.00 | $45k | | 12/20/2018 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 88.8k | $17.50 | $1.6M | Associated Capital Group, Inc. | 12/20/2018 |
| 12/20/2018 | GABELLI MARIO J | | Other (acquisition) | Common Shares, Par Value $0.001 | 1.7k | $17.50 | $29.1k | Trust Account | 12/20/2018 |
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