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Forest Investments, Inc. (GEC) Create: Alert

All | News | Filings
Date FiledTypeDescription
12/29/2020 8-K Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Unregistered Sales of Eq...
Docs: "Eleventh Amended and Restated Certificate of Incorporation of the Company",
"Corporation”) set forth in Section B of Article IV of the Corporation’s Second Amended and Restated Certificate of Incorporation and Section 151 of the Delaware General Corporation Law (the “DGCL",
"Stockholders Agreement of the Company, among the Company, Holdings and the Holder",
"Amendment No. 1 to the Stockholders’ Rights Agreement between the Company and Computershare Trust Company, N.A"
12/21/2020 8-K Entry into a Material Definitive Agreement, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; T...
Docs: "Agreement and Plan of Merger, by and among Great Elm Capital Group, Inc., Great Elm Group, Inc. and Forest Merger Sub, Inc",
"Great Elm Capital Group, Inc. Announces Financing In The Form Of A Preferred Equity Investment From Affiliate of JPMorgan Chase & Co. Concurrent with Expected Closing, Company to Host Conference Call to Discuss at 8:30 AM on December 29, 2020"
11/16/2020 8-K Investor presentation, Quarterly results
Docs: "Operating Companies: ▪ For the three months ended September 30, 2020, $14.6 million of revenue, $0.5 million of net loss and $2.8 million of adjusted EBITDA ▪ Having completed significant investments into the platform, DME management is focused on continuing organic growth, driving improved margins, and making add-on acquisitions ▪ New PAP patient setups declined 24.7% year over year but increased sequentially 2.8% as the business recovers from the effects of the COVID-19 pandemic ▪ Investment Management: ▪ For the three months ended September 30, 2020, $0.8 million of revenue, net loss of $0.1 million and $0.2 million of adjusted EBITDA ▪ Great Elm Capital Corp. , managed by our wholly owned subsidiary, Great Elm Capital Management, Inc. , raised gross ...",
"Presentation"
09/18/2020 8-K Investor presentation
Docs: "Operating Companies: ▪ DME’s investments in people, process and technology have been critical in adapting to uncertain business conditions caused by the COVID-19 pandemic. DME continues to operate and serve patients in all markets ▪ Having completed significant investments into the platform, DME management is focused on continuing organic growth, driving improved margins, and making add-on acquisitions ▪ During the quarter ended June 30, 2020, physician referrals declined in response to shelter-in-place orders. This resulted in new PAP patient setups declining 23% year-over-year. Throughout the quarter, both physician referrals and PAP setups improved over their post-COVID lows, but have not yet reached pre-COVID levels. ▪ For the three months ended June 30, 2020, g...",
"Presentation"
05/12/2020 8-K Investor presentation, Quarterly results
Docs: "Operating Companies: ▪ DME’s investments in people, process and technology have been critical in adapting to uncertain business conditions caused by the COVID-19 pandemic. DME continues to operate and serve patients in all markets ▪ Continued to invest heavily in building a scalable infrastructure capable of supporting multiple acquisitions per year. Completed consolidation of multiple billing databases, implemented mobile delivery technology and upgraded payment processing technology ▪ Towards the end of the quarter ended March 31, 2020, physician referrals started to decline in response to shelter-in-place orders. The decline in referrals continued post quarter end ▪ For the three months ended March 31, 2020, generated $14.1 million of revenue, $1.4 million of net...",
"Presentation"
03/02/2020 8-K Quarterly results
02/10/2020 8-K Quarterly results
11/18/2019 8-K Quarterly results
11/12/2019 8-K Quarterly results
10/23/2019 8-K Quarterly results
09/13/2019 8-K Quarterly results
06/14/2019 8-K Other Events, Financial Statements and Exhibits
Docs: "GREAT ELM DME, INC. SUBSIDIARY ACQUIRES THE RESPIRATORY ASSETS OF MIDWEST RESPIRATORY CARE, INC."
05/10/2019 8-K Investor presentation, Quarterly results
Docs: "Operating Company growth: ▪ $3.2 million of adjusted EBITDA for the three months ended March 31, 2019 ▪ Potential DME acquisition candidate currently under LOI ▪ Continue to diligence operating company opportunities across multiple industries ▪ Investment Management growth: ▪ For the three months ended March 31, 2019, year-over-year management fees approximately unchanged ▪ For the nine months ended March 31, 2019, year-over-year management fee growth of approximately 19.7% ▪ For the three and nine months ended March 31, 2019, year-over-year adjusted EBITDA growth of approximately 62.0% and 20.7%, respectively “The market for CPAP and BiPAP continues to grow and Great Elm DME is growing faster than the market,” remarked Peter A. Reed, Great Elm’s C...",
"Presentation"
03/01/2019 8-K Quarterly results
02/11/2019 8-K Quarterly results
02/08/2019 8-K Quarterly results
11/09/2018 8-K Investor presentation, Quarterly results
Docs: "UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15 of the Securities Exchange Act of 1934 Date of Report : November 9, 2018 Great Elm Capital Group, Inc. Delaware 001-16073 94-3219054 800 South Street, Suite 230, Waltham, MA 02453 Registrant's Telephone Number, Including Area Code: 375-3006 Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act ☐ Pre-commencement communications pursuant to Rule 14d-2 under the Exchange Act ) ☐ Pre-commence...",
"GREAT ELM CAPITAL GROUP, INC. REPORTS FIRST QUARTER 2019 FINANCIAL RESULTS",
"Presentation"
10/18/2018 8-K Quarterly results
10/05/2018 8-K Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements...
Docs: "Offer Letter, between Brent J. Pearson and Great Elm Capital Group, Inc"
09/17/2018 8-K Quarterly results
Docs: "Revenue: ▪ During the three months ended June 30, 2018, Great Elm recognized management fee revenue of $754,000 vs. $548,000 during the same period the prior year. The increase in revenue year-over-year was driven primarily by GECC’s investment portfolio growth. ▪ During the three months ended June 30, 2018, Great Elm recognized total net investment management revenue of $584,000 vs. $2.1 million during the same period the prior year. The decrease in the total investment management revenue for the three months ended June 30, 2018 was primarily driven by $1.4 million of combined prior period reversal and non-recognition of current period incentive fee income, predominantly related to GECC’s investment in Avanti. Total investment management revenue for the three months ended June..."
09/10/2018 8-K Investor presentation
Docs: "Transaction Agreement, by and among Corbel Capital Partners SBIC, L.P., NWMI Manager LLC, Valley Healthcare Holding, LLC and Great Elm DME Holdings, Inc",
"Presentation",
"GREAT ELM CAPITAL GROUP, INC. ACQUIRES VALLEY HEALTHCARE GROUP AND NORTHWEST MEDICAL FOR $63.6 MILLION Forms a leading provider of sleep and respiratory-focused durable medical equipment and services"
05/15/2018 8-K Investor presentation, Quarterly results
Docs: "Revenue: ▪ During the quarter ended March 31, 2018, Great Elm recognized and earned management fee revenue of $693,000 vs. $582,000 during the same period in the prior year. ▪ During the quarter ended March 31, 2018, Great Elm recognized and earned administration fee revenue of $283,000 vs. $384,000 during the same period in the prior year. ▪ During the quarter ended March 31, 2018, Great Elm earned, but deferred incentive fee revenue of $966,000 vs. $1.000 million during the same period in the prior year. During the quarter ended March 31, 2018, Great Elm recognized incentive 4 fee revenue of million vs. $1.000 million during the same period in the prior year. ▪ During the quarter ended March 31, 2018, Great Elm earned, but deferred total investment management reve...",
"Presentation"
03/06/2018 8-K Investor presentation
Docs: "Contract of Purchase and Sale, between Great Elm FM Holdings, Inc. and IT Fort Myers Holdings, LLC",
"An Introduction to the Fort Myers Transaction and GEC’s Real Estate Strategy Presentation",
"."
10/17/2017 8-K Quarterly results
09/20/2017 8-K Quarterly results
08/01/2017 8-K Other Events
06/15/2017 8-K Form 8-K - Current report
06/02/2017 8-K Form 8-K - Current report
04/19/2017 8-K Form 8-K - Current report
12/28/2016 8-K Form 8-K - Current report
11/18/2016 8-K Form 8-K - Current report
11/09/2016 8-K Form 8-K - Current report
11/03/2016 8-K Form 8-K - Current report
10/17/2016 8-K Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits
Docs: "Great Elm Capital Group Commences Rights Offering"
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