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Forest Investments, Inc. (GEC)

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
12/29/2020Great Elm Capital Corp.GECCOther (disposition)Common Stock5.4M$0.00$0 12/29/2020
12/29/2020Great Elm Capital Corp.GECCOther (disposition)Common Stock429.2k$0.00$0See Footnotes12/29/2020
12/21/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock97.3k$0.00$0 12/21/2020
12/21/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock9.1k$0.00$0Great Elm Opportunities Fund I, LP12/21/2020
11/20/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock160.5k$0.00$0 11/20/2020
11/20/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock12.7k$0.00$0Great Elm Opportunities Fund I, LP11/20/2020
10/21/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock6.9k$0.00$0Great Elm Opportunities Fund I, LP10/21/2020
10/21/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock59.1k$0.00$0 10/21/2020
10/01/2020Great Elm Capital Corp.GECCOther (acquisition)Common Stock863.3k$2.95$2.5M 05/15/2020
09/28/2020Great Elm Capital Corp.GECCExercise (in-the-money or at-the-money)Subscription Rights151.9k$2.95$448.1kGreat Elm Opportunities Fund I, LP05/15/2020
09/28/2020Great Elm Capital Corp.GECCExercise (in-the-money or at-the-money)Subscription Rights2.1M$2.95$6.2M 05/15/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock39k$0.00$0 05/15/2020
09/21/2020Great Elm Capital Corp.GECCGrantCommon Stock4.5k$0.00$0Great Elm Opportunities Fund I, LP05/15/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock31.5k$0.00$0 05/15/2020
08/21/2020Great Elm Capital Corp.GECCGrantCommon Stock4.3k$0.00$0Great Elm Opportunities Fund I, LP05/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock28.2k$0.00$0 05/15/2020
07/15/2020Great Elm Capital Corp.GECCGrantCommon Stock4.6k$0.00$0Great Elm Opportunities Fund I, LP05/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock4.4k$0.00$0Great Elm Opportunities Fund I, LP05/15/2020
06/15/2020Great Elm Capital Corp.GECCGrantCommon Stock26.9k$0.00$0 05/15/2020
05/15/2020Great Elm Capital Corp.GECCGrantCommon Stock5.7k$0.00$0Great Elm Opportunities Fund I, LP05/15/2020
05/15/2020Great Elm Capital Corp.GECCGrantCommon Stock49.8k$0.00$0 05/15/2020

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