| Date Filed | Type | Description |
| 12/11/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 6,000 shares
@ $4.05, valued at
$24.3k
|
|
| 12/11/2017 |
4/A
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 20,000 shares
@ $4.0689, valued at
$81.4k
Exercised 20,000 options to buy
@ $3.28, valued at
$65.6k
|
|
| 12/04/2017 |
4
| Arthur Michael W (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 10,000 shares
@ $4.076, valued at
$40.8k
Exercised 10,000 options to buy
@ $3.37, valued at
$33.7k
|
|
| 12/04/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 20,000 shares
@ $4.0689, valued at
$81.4k
Exercised 20,000 options to buy
@ $3.28, valued at
$65.6k
|
|
| 12/01/2017 |
4
| BRANDT THOMAS HOWARD (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 3,100 shares
@ $4.12, valued at
$12.8k
Sold 5,805 shares
@ $4.08, valued at
$23.7k
Exercised 10,000 options to buy
@ $3.6, valued at
$36k
|
|
| 11/02/2017 |
4/A
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 26,098 shares
@ $4, valued at
$104.4k
|
|
| 11/02/2017 |
4/A
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 36,180 shares
@ $4, valued at
$144.7k
|
|
| 10/30/2017 |
4
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 30,263 shares
@ $4, valued at
$121.1k
Exercised 70,591 restricted stock units
@ $0 |
|
| 10/30/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 102,350 shares
@ $4, valued at
$409.4k
Exercised 243,979 restricted stock units
@ $0 |
|
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Exercised 12,393 options to buy
@ $0 |
|
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/09/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/08/2017 |
4
| Bond Jodi Hanson (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 05/08/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 05/08/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/08/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/08/2017 |
3
| Bond Jodi Hanson (Director) has filed a Form 3 on Fifth Street Asset Management Inc. |
| 01/24/2017 |
4/A
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 432,519 restricted stock units
@ $0 |
|
| 01/17/2017 |
4
| Dalton Patrick J (Co-President) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 750,000 options to buy
@ $6.95, valued at
$5.2M
Granted 250,000 options to buy
@ $6.95, valued at
$1.7M
Granted 287,770 restricted stock units
@ $0 |
|
| 01/17/2017 |
4
| FRANK ALEXANDER C (COO & CFO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 76,336 restricted stock units
@ $0 |
|
| 01/17/2017 |
4
| Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 97,863 restricted stock units
@ $0 |
|
| 01/17/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 447,786 restricted stock units
@ $0 |
|
| 01/17/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 01/12/2017 |
3
| Dalton Patrick J (Co-President) has filed a Form 3 on Fifth Street Asset Management Inc. |
| 01/06/2017 |
4
| Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Converted 351,710 shares
@ $0
Converted 181,443 shares
@ $0
Disposed/sold 533,153 shares
@ $0
Converted 351,710 options to buy
@ $0
Converted 181,443 options to buy
@ $0 |
|
| 01/06/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Converted 640,183 shares
@ $0
Converted 6,636,011 shares
@ $0
Converted 762,023 shares
@ $0
Disposed/sold 8,038,217 shares
@ $0
Converted 640,183 options to buy
@ $0
Converted 6,636,011 options to buy
@ $0
Converted 762,023 options to buy
@ $0 |
|
| 01/06/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 12/08/2016 |
4/A
| Form 4/A - Statement of changes in beneficial ownership of securities [Amend] |
| 10/04/2016 |
4
| TANNENBAUM LEONARD M (10% Owner) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.|
Txns:
| Bought 646,899 shares
@ $9, valued at
$5.8M
Bought 1,295,742 shares
@ $9, valued at
$11.7M
|
|
|