| Date Filed | Type | Description |
| 05/13/2019 |
GN
| Fifth Street Asset Management Inc. Releases Fiscal Year 2018 Audit |
| 02/14/2018 |
SC 13G
| Form SC 13G - Statement of acquisition of beneficial ownership by individuals: |
| 02/13/2018 |
SC 13G/A
| Form SC 13G/A - Statement of acquisition of beneficial ownership by individuals: [Amend] |
| 01/02/2018 |
15-15D
| Form 15-15D - Suspension of duty to report [Section 13 and 15(d)]: |
| 12/11/2017 |
8-K
| Entry into a Material Definitive Agreement, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financi... |
| 12/11/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 6,000 shares
@ $4.05, valued at
$24.3k
|
|
| 12/11/2017 |
4/A
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 20,000 shares
@ $4.0689, valued at
$81.4k
Exercised 20,000 options to buy
@ $3.28, valued at
$65.6k
|
|
| 12/11/2017 |
EFFECT
| Form EFFECT - Notice of Effectiveness: |
| 12/07/2017 |
POS AM
| Form POS AM - Post-Effective amendments for registration statement: |
| 12/07/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/07/2017 |
S-8 POS
| Form S-8 POS - Securities to be offered to employees in employee benefit plans, post-effective amendments: |
| 12/04/2017 |
4
| Arthur Michael W (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 10,000 shares
@ $4.076, valued at
$40.8k
Exercised 10,000 options to buy
@ $3.37, valued at
$33.7k
|
|
| 12/04/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 20,000 shares
@ $4.0689, valued at
$81.4k
Exercised 20,000 options to buy
@ $3.28, valued at
$65.6k
|
|
| 12/01/2017 |
4
| BRANDT THOMAS HOWARD (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 3,100 shares
@ $4.12, valued at
$12.8k
Sold 5,805 shares
@ $4.08, valued at
$23.7k
Exercised 10,000 options to buy
@ $3.6, valued at
$36k
|
|
| 11/14/2017 |
10-Q
| Quarterly Report for the period ended September 30, 2017 |
| 11/06/2017 |
DEF 14C
| Form DEF 14C - Other definitive information statements: |
| 11/06/2017 |
GN
| Fifth Street Asset Management Inc. Announces Initiation of Trading on the OTCQX Market Starting on Monday November 6, 2017 |
| 11/06/2017 |
25
| Form 25 - Notification of the removal from listing and registration of matured, redeemed or retired securities: |
| 11/02/2017 |
4/A
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 26,098 shares
@ $4, valued at
$104.4k
|
|
| 11/02/2017 |
4/A
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 36,180 shares
@ $4, valued at
$144.7k
|
|
| 10/30/2017 |
4
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 30,263 shares
@ $4, valued at
$121.1k
Exercised 70,591 restricted stock units
@ $0 |
|
| 10/30/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 102,350 shares
@ $4, valued at
$409.4k
Exercised 243,979 restricted stock units
@ $0 |
|
| 10/26/2017 |
PRE 14C
| Form PRE 14C - Other preliminary information statements: |
| 10/25/2017 |
8-K
| Quarterly results |
| 10/25/2017 |
GN
| Fifth Street Asset Management Inc. Announces Intent to Dissolve FSAM and Declares a Contingent Initial Distribution of $2.75 |
| 10/20/2017 |
SC 13D/A
| Berman Bernard D reports a 10.4% stake in Fifth Street Asset Management Inc. |
| 10/20/2017 |
SC 13D/A
| TANNENBAUM LEONARD M reports a 51.8% stake in Fifth Street Asset Management Inc. |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Exercised 12,393 options to buy
@ $0 |
|
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
|