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Fifth Street Asset Management Inc. (FSAM)
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Create: Alert |
All | News | Filings
| Date Filed | Type | Description |
| 12/11/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 6,000 shares
@ $4.05, valued at
$24.3k
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| 12/04/2017 |
4
| Arthur Michael W (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 10,000 shares
@ $4.076, valued at
$40.8k
Exercised 10,000 options to buy
@ $3.37, valued at
$33.7k
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| 12/04/2017 |
4
| HARRISON THOMAS L (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 20,000 shares
@ $4.0689, valued at
$81.4k
Exercised 20,000 options to buy
@ $3.28, valued at
$65.6k
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| 12/01/2017 |
4
| BRANDT THOMAS HOWARD (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 3,100 shares
@ $4.12, valued at
$12.8k
Sold 5,805 shares
@ $4.08, valued at
$23.7k
Exercised 10,000 options to buy
@ $3.6, valued at
$36k
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| 10/30/2017 |
4
| Berman Bernard D (President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 30,263 shares
@ $4, valued at
$121.1k
Exercised 70,591 restricted stock units
@ $0 |
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| 10/30/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Paid exercise price by delivering 102,350 shares
@ $4, valued at
$409.4k
Exercised 243,979 restricted stock units
@ $0 |
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| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/19/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Exercised 12,393 options to buy
@ $0 |
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| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 10/18/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities: |
| 05/09/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/08/2017 |
4
| Bond Jodi Hanson (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 05/08/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 05/08/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 05/08/2017 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 01/17/2017 |
4
| Dalton Patrick J (Co-President) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 750,000 options to buy
@ $6.95, valued at
$5.2M
Granted 250,000 options to buy
@ $6.95, valued at
$1.7M
Granted 287,770 restricted stock units
@ $0 |
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| 01/17/2017 |
4
| FRANK ALEXANDER C (COO & CFO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 76,336 restricted stock units
@ $0 |
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| 01/17/2017 |
4
| Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 97,863 restricted stock units
@ $0 |
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| 01/17/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 447,786 restricted stock units
@ $0 |
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| 01/17/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 01/06/2017 |
4
| Berman Bernard D (Co-President and CCO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Converted 351,710 shares
@ $0
Converted 181,443 shares
@ $0
Disposed/sold 533,153 shares
@ $0
Converted 351,710 options to buy
@ $0
Converted 181,443 options to buy
@ $0 |
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| 01/06/2017 |
4
| TANNENBAUM LEONARD M (CEO) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Converted 640,183 shares
@ $0
Converted 6,636,011 shares
@ $0
Converted 762,023 shares
@ $0
Disposed/sold 8,038,217 shares
@ $0
Converted 640,183 options to buy
@ $0
Converted 6,636,011 options to buy
@ $0
Converted 762,023 options to buy
@ $0 |
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| 01/06/2017 |
4
| Velgot James F (Director) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 10/04/2016 |
4
| TANNENBAUM LEONARD M (10% Owner) has filed a Form 4 on Fifth Street Senior Floating Rate Corp.|
Txns:
| Bought 646,899 shares
@ $9, valued at
$5.8M
Bought 1,295,742 shares
@ $9, valued at
$11.7M
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| 09/09/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 08/31/2016 |
4
| AUGUST NATHANIEL H. (Director) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 25,000 shares
@ $5.15, valued at
$128.8k
Sold 171,531 shares
@ $5.1149, valued at
$877.4k
Sold 82,269 shares
@ $5.1149, valued at
$420.8k
Sold 73,059 shares
@ $5.0984, valued at
$372.5k
Sold 34,028 shares
@ $5.0984, valued at
$173.5k
Sold 48,873 shares
@ $5.2842, valued at
$258.3k
Sold 5,648 shares
@ $5.2842, valued at
$29.8k
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| 08/29/2016 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 16,400 shares
@ $5.0391, valued at
$82.6k
Sold 15,564 shares
@ $5.0324, valued at
$78.3k
Sold 67,626 shares
@ $5.0736, valued at
$343.1k
Sold 65,888 shares
@ $5.06, valued at
$333.4k
Sold 50,000 shares
@ $5.1, valued at
$255k
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| 08/25/2016 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Fifth Street Asset Management Inc. |
| 08/23/2016 |
4
| Mangrove Partners Master Fund, Ltd. (10% Owner) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Sold 3,620 shares
@ $5.0062, valued at
$18.1k
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| 06/20/2016 |
4
| Form 4 - Statement of changes in beneficial ownership of securities |
| 06/20/2016 |
4
| AUGUST NATHANIEL H. (10% Owner) has filed a Form 4 on Fifth Street Asset Management Inc.|
Txns:
| Granted 5,000 options to buy
@ $4.28, valued at
$21.4k
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