ARK Investment Management LLC (PRNT) [Rocket]

Ownership

ARK Investment Management LLC (PRNT)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
ARK Investment Management LLC	670,384	-54,167	15,727,209,000	0.10		Hist	06/30/2023
TOCQUEVILLE ASSET MANAGEMENT L.P.	94,185	-2,930	2,209,580,000	0.04		Hist	06/30/2023
LPL Financial LLC	60,673	-4,226	1,389,402,000	0.00		Hist	03/31/2023
MORGAN STANLEY	56,600	-3,886	1,327,836,000	0.00		Hist	06/30/2023
JANE STREET GROUP, LLC	55,369	-491,444	1,298,957,000	0.00		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	44,715	-32,769	916,210,000	0.00		Hist	12/31/2022
Cetera Advisors LLC	28,791	947	659,314,000	0.01		Hist	03/31/2023
UBS Group AG	26,090	-3,610	612,071,000	0.00		Hist	06/30/2023
Crescent Grove Advisors, LLC	25,433	-2,975	596,658,000	0.06		Hist	06/30/2023
PFG Investments, LLC	22,471	4,516	527,171,000	0.09		Hist	06/30/2023
NTV ASSET MANAGEMENT LLC	21,495	-2,935	492,236,000	0.09		Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	18,887	-779	443,072,000			Hist	06/30/2023
ROYAL BANK OF CANADA	18,349	-16,111	431,000,000	0.00		Hist	06/30/2023
Trilogy Capital Inc.	14,929	14,929	305,896,000	0.02		Hist	12/31/2022
TRUIST FINANCIAL CORP	14,240	2,572	291,778,000	0.00		Hist	12/31/2022
Cardinal Point Wealth Management Partners, LLC	12,725	0	291,403,000	0.09		Hist	03/31/2023
Steward Partners Investment Advisory, LLC	5,050	130	118,473,000	0.00		Hist	06/30/2023
American Portfolios Advisors	5,062	5,062	99,975,000	0.00		Hist	09/30/2022
CITADEL ADVISORS LLC	3,561	3,561	83,541,000	0.00		Hist	06/30/2023
FinTrust Capital Advisors, LLC	2,770	0	56,757,000	0.01		Hist	12/31/2022
Lindbrook Capital, LLC	2,700	0	55,323,000	0.01		Hist	12/31/2022
IFP Advisors, Inc	1,769	-375	41,500,000			Hist	06/30/2023
Beacon Capital Management, LLC	1,570	0	36,833,000	0.01		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	1,120	13	26,275,000	0.00		Hist	06/30/2023
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	600	0	14,076,000	0.00		Hist	06/30/2023
Allworth Financial LP	600	390	14,076,000	0.00		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	500	-920	11,730,000	0.00		Hist	06/30/2023
MONTAG A & ASSOCIATES INC	431	0	10,112,000	0.00		Hist	06/30/2023
HARBOUR INVESTMENTS, INC.	410	0	8,401,000	0.00		Hist	12/31/2022
NewEdge Advisors, LLC	356	-305	8,353,000	0.00		Hist	06/30/2023
Family Management Corp	343	0	8,047,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	322	200	7,554,000	0.00		Hist	06/30/2023
Accel Wealth Management	311	0	6,372,000	0.00		Hist	12/31/2022
HARBOR INVESTMENT ADVISORY, LLC	250	0	5,865,000	0.00		Hist	06/30/2023
NATIONAL BANK OF CANADA /FI/	250	50	4,996,000	0.00		Hist	09/30/2023
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