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Spectrum Asset Management, Inc.
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Filings
Date Filed
Type
Description
01/29/2013
SC 13G
Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
01/29/2013
SC 13G
Spectrum Asset Management, Inc. reports a 0.1% stake in Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc
01/29/2013
SC 13G
Spectrum Asset Management, Inc. reports a 2.4% stake in BlackRock Credit Allocation Income Trust IV
02/09/2012
SC 13G
Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/09/2012
SC 13G
Form SC 13G - Statement of acquisition of beneficial ownership by individuals:
02/09/2012
SC 13G
Spectrum Asset Management, Inc. reports a 5.9% stake in Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc
02/09/2011
SC 13G
JOHN HANCOCK PREFERRED INCOME FUND III reports a 4.2% stake in John Hancock Preferred Income Fund III
02/09/2011
SC 13G
Flaherty & Crumrine/CLAYMORE PREFERRED SECURITIES INCOME FUND INC reports a 6.9% stake in Flaherty & Crumrine/Claymore Preferred Securities Income Fund Inc.
02/09/2011
SC 13G
Spectrum Asset Management, Inc. reports a 6.4% stake in Blackrock Credit Allocation Income Trust II Inc.
01/26/2010
SC 13G
JOHN HANCOCK PREFERRED INCOME FUND III reports a 6.4% stake in John Hancock Preferred Income III
01/26/2010
SC 13G
Spectrum Asset Management, Inc. reports a 7% stake in Flaherty & Crumrine/Claymore Preferred Securities Inc. Fund
01/26/2010
SC 13G
Spectrum Asset Management, Inc. reports a 6.4% stake in Blackrock Preferred Income Strategies Fund
02/23/2009
SC 13G
Form SC 13G -- Statement of acquisition of beneficial ownership by individuals
02/23/2009
SC 13G
Spectrum Asset Management, Inc. reports a 5.8% stake in Flaherty & Crumrine/Claymore Total Return Fund Inc.
02/23/2009
SC 13G
Spectrum Asset Management, Inc. reports a 7.9% stake in Flaherty & Crumrine/Claymore Preferred Securities Inc. Fund.
02/23/2009
SC 13G
Form SC 13G -- Statement of acquisition of beneficial ownership by individuals
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