PROSPECT CAPITAL CORP (PSEC) [Rocket]

Ownership

PROSPECT CAPITAL CORP (PSEC)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Y.D. More Investments Ltd	1,273,209	0	31,830,225,000	7.34	0.32	Hist	06/30/2023
Legal & General Group Plc	2,946,962	220,975	18,256,430,000	0.01	0.74	Hist	06/30/2023
MORGAN STANLEY	1,755,259	170,308	10,882,606,000	0.00	0.44	Hist	06/30/2023
BlackRock Inc.	1,622,066	-97,027	10,056,810,000	0.00	0.41	Hist	06/30/2023
XML Financial, LLC	1,324,844	38,729	8,202,967,000	0.95	0.33	Hist	06/30/2023
LPL Financial LLC	955,631	129,997	6,651,190,000	0.01	0.24	Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	638,518	65,501	3,959,213,000			Hist	06/30/2023
Sumitomo Mitsui Trust Holdings, Inc.	556,395	-309,102	3,889,201,000	0.00	0.14	Hist	12/31/2022
Paragon Wealth Strategies, LLC	588,460	586,364	3,648,452,000	1.15	0.15	Hist	06/30/2023
Advisors Asset Management, Inc.	574,149	-90,575	3,559,724,000	0.07	0.14	Hist	06/30/2023
Muzinich & Co., Inc.	541,754	-14,641	3,358,875,000	2.29	0.14	Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	412,526	50,800	2,883,558,000	0.00	0.10	Hist	12/31/2022
MCKINLEY CAPITAL MANAGEMENT LLC	450,417	-4,910	2,792,585,000	0.37	0.11	Hist	06/30/2023
NORTHERN TRUST CORP	415,268	71,288	2,574,662,000	0.00	0.10	Hist	06/30/2023
UBS Group AG	370,486	-22,010	2,297,014,000	0.00	0.09	Hist	06/30/2023
Qube Research & Technologies Ltd	363,392	347,633	2,253,030,000	0.01	0.09	Hist	06/30/2023
GROUP ONE TRADING, L.P.	362,126	73,315	2,245,181,000	0.01	0.09	Hist	06/30/2023
US BANCORP \DE\	294,786	-99,956	2,051,711,000	0.00	0.07	Hist	03/31/2023
Cubist Systematic Strategies, LLC	318,384	318,384	1,973,981,000	0.01	0.08	Hist	06/30/2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	269,322	-289,401	1,438,270,000			Hist	09/30/2023
KESTRA PRIVATE WEALTH SERVICES, LLC	229,527	7,786	1,423,067,000	0.05	0.06	Hist	06/30/2023
TRUIST FINANCIAL CORP	194,505	6,115	1,359,591,000	0.00	0.05	Hist	12/31/2022
DnB Asset Management AS	212,110	0	1,315,082,000			Hist	06/30/2023
BANK OF AMERICA CORP /DE/	183,366	84,676	1,136,872,000	0.00	0.05	Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	154,472	41,417	1,079,754,000	0.00	0.04	Hist	12/31/2022
Mariner, LLC	173,864	31,554	1,078,146,000	0.00	0.04	Hist	06/30/2023
Palogic Value Management, L.P.	171,718	6,343	1,064,652,000	0.50	0.04	Hist	06/30/2023
BALYASNY ASSET MANAGEMENT L.P.	160,261	150,033	993,618,000	0.00	0.04	Hist	06/30/2023
Invesco Ltd.	159,152	36,441	986,742,000	0.00	0.04	Hist	06/30/2023
HighTower Advisors, LLC	153,344	-6,465	951,000,000	0.00	0.04	Hist	06/30/2023
AE Wealth Management LLC	147,674	38,413	915,581,000	0.01	0.04	Hist	06/30/2023
Alberta Investment Management Corp	124,900	0	774,380,000			Hist	06/30/2023
Sigma Planning Corp	108,128	2,768	755,815,000	0.03	0.03	Hist	12/31/2022
Advisory Services Network, LLC	120,258	8,390	745,602,000	0.02	0.03	Hist	06/30/2023
Sculati Wealth Management, LLC	116,565	3,787	722,703,000	0.36	0.03	Hist	06/30/2023
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