Eton Pharmaceuticals, Inc. (ETON) [Rocket]

Ownership

Eton Pharmaceuticals, Inc. (ETON)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Opaleye Management Inc.	2,285,000	-236,000	7,974,650,000	1.91	8.96	Hist	06/30/2023
VANGUARD GROUP INC	976,436	51,722	3,407,762,000	0.00	3.83	Hist	06/30/2023
Acuitas Investments, LLC	510,054	510,054	1,780,088,000	1.04	2.00	Hist	06/30/2023
PARADIGM CAPITAL MANAGEMENT INC/NY	300,000	0	1,047,000,000	0.06	1.18	Hist	06/30/2023
BlackRock Inc.	298,225	5,560	1,040,807,000	0.00	1.17	Hist	06/30/2023
BRIDGEWAY CAPITAL MANAGEMENT, LLC	241,462	0	842,702,000	0.02	0.95	Hist	06/30/2023
GEODE CAPITAL MANAGEMENT, LLC	210,092	23,510	733,221,000	0.00	0.82	Hist	06/30/2023
AWM Investment Company, Inc.	158,676	-304,644	553,779,000	0.08	0.62	Hist	06/30/2023
Bank of New York Mellon Corp	79,402	0	277,113,000	0.00	0.31	Hist	06/30/2023
STATE STREET CORP	71,003	0	247,800,000	0.00	0.28	Hist	06/30/2023
ESSEX INVESTMENT MANAGEMENT CO LLC	66,921	66,921	233,554,000	0.03	0.26	Hist	06/30/2023
BLAIR WILLIAM & CO/IL	36,979	1,979	129,057,000	0.00	0.14	Hist	06/30/2023
NORTHERN TRUST CORP	32,943	-147	114,971,000	0.00	0.13	Hist	06/30/2023
CHICAGO TRUST Co NA	16,700	0	58,283,000	0.01	0.07	Hist	06/30/2023
Squarepoint Ops LLC	14,033	14,033	48,975,000	0.00	0.06	Hist	06/30/2023
Quantum Private Wealth, LLC	11,500	0	40,135,000	0.02	0.05	Hist	06/30/2023
JPMORGAN CHASE & CO	5,911	5,911	20,629,000	0.00	0.02	Hist	06/30/2023
CITADEL ADVISORS LLC	5,822	5,822	20,319,000	0.00	0.02	Hist	06/30/2023
ROYAL BANK OF CANADA	4,881	4,881	17,000,000	0.00	0.02	Hist	06/30/2023
Tower Research Capital LLC (TRC)	4,374	973	15,265,000	0.00	0.02	Hist	06/30/2023
Truvestments Capital LLC	1,848	0	6,450,000	0.00	0.01	Hist	06/30/2023
NewSquare Capital LLC	1,000	1,000	3,490,000	0.00	0.00	Hist	06/30/2023
Plante Moran Financial Advisors, LLC	1,000	0	3,490,000	0.00	0.00	Hist	06/30/2023
Westside Investment Management, Inc.	554,201	81,850	3,006,000	0.01	2.19	Hist	12/31/2022
MORGAN STANLEY	844	-7,297	2,946,000	0.00	0.00	Hist	06/30/2023
BNP PARIBAS ARBITRAGE, SNC	350	0	1,222,000	0.00	0.00	Hist	06/30/2023
WELLS FARGO & COMPANY/MN	152	7	530,000	0.00	0.00	Hist	06/30/2023
RENAISSANCE TECHNOLOGIES LLC	27,600	14,200	96,000	0.00	0.11	Hist	06/30/2023
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13,239	13,239	35,000	0.00	0.05	Hist	06/30/2022
Financial Advisors Network, Inc.	10,633	0	22,000	0.01	0.04	Hist	09/30/2022
Lindbrook Capital, LLC	4	4	11,000	0.00	0.00	Hist	12/31/2022