Oxford Lane Capital Corp. (OXLC) [Rocket]

Ownership

Oxford Lane Capital Corp. (OXLC)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Thomas J. Herzfeld Advisors, Inc.	1,417,117	-1,292,117	6,858,847,000			Hist	06/30/2023
MORGAN STANLEY	706,631	137,222	3,420,097,000	0.00		Hist	06/30/2023
LPL Financial LLC	481,789	94,025	2,519,755,000	0.00		Hist	03/31/2023
DELPHI FINANCIAL GROUP, INC.	499,421	122,997	2,417,198,000	1.23		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	432,416	53,523	2,094,938,000			Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	320,994	-282,233	1,553,613,000	0.00		Hist	06/30/2023
WILEY BROS.-AINTREE CAPITAL, LLC	243,188	-10,229	1,213,506,000	0.57		Hist	09/30/2023
RAYMOND JAMES & ASSOCIATES	135,470	85,642	686,831,000	0.00		Hist	12/31/2022
Geneos Wealth Management Inc.	113,600	53,573	549,824,000	0.03		Hist	06/30/2023
Virtus ETF Advisers LLC	110,110	-38,473	532,932,000	0.32		Hist	06/30/2023
ROYAL BANK OF CANADA	107,298	2,298	520,000,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	105,851	69,728	512,320,000	0.00		Hist	06/30/2023
Kestra Advisory Services, LLC	100,062	47,454	484,300,000	0.00		Hist	06/30/2023
CastleKnight Management LP	97,000	23,000	469,480,000	0.05		Hist	06/30/2023
Private Advisor Group, LLC	85,432	5,200	446,804,000	0.00		Hist	03/31/2023
Samalin Investment Counsel, LLC	79,774	19,973	386,108,000	0.21		Hist	06/30/2023
JANE STREET GROUP, LLC	75,422	56,045	365,042,000	0.00		Hist	06/30/2023
Jump Financial, LLC	71,686	58,586	346,960,000	0.01		Hist	06/30/2023
BARD ASSOCIATES INC	67,944	-475	328,850,000	0.13		Hist	06/30/2023
Sage Capital Advisors,llc	67,750	8,074	327,908,000	0.12		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	67,183	10,574	325,165,000	0.00		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	65,571	-1,650	317,794,000	0.01		Hist	06/30/2023
Coastal Investment Advisors, Inc.	61,835	61,835	299,283,000	0.07		Hist	06/30/2023
Western Wealth Management, LLC	58,401	-52,087	296,092,000	0.03		Hist	12/31/2022
Sheaff Brock Investment Advisors, LLC	61,000	61,000	295,240,000	0.02		Hist	06/30/2023
AE Wealth Management LLC	59,865	13,592	289,747,000	0.00		Hist	06/30/2023
Bridgewealth Advisory Group, LLC	53,627	0	259,555,000	0.42		Hist	06/30/2023
NewEdge Advisors, LLC	52,742	3,500	255,271,000	0.00		Hist	06/30/2023
Rockefeller Capital Management L.P.	51,530	-50	249,406,000	0.00		Hist	06/30/2023
Claybrook Capital, LLC	51,371	0	248,636,000	0.13		Hist	06/30/2023
XTX Topco Ltd	42,043	42,043	203,488,000	0.04		Hist	06/30/2023
Sigma Planning Corp	38,719	10,533	196,307,000	0.01		Hist	12/31/2022
Prospera Financial Services Inc	37,548	17,395	181,745,000	0.01		Hist	06/30/2023
Naviter Wealth, LLC	36,933	23,752	178,756,000	0.05		Hist	06/30/2023
Cubist Systematic Strategies, LLC	28,350	28,350	137,214,000	0.00		Hist	06/30/2023
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