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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | CATERPILLAR INC | CAT | 5,018 | -150 | 1,202,093,000 | 1,201,169,000 | $239,556.20 |
| 06/30/2022 | CATERPILLAR INC | CAT | 5,168 | -2,750 | 924,000 | -840,000 | $178.79 |
| 03/31/2022 | CATERPILLAR INC | CAT | 7,918 | -50 | 1,764,000 | 117,000 | $222.78 |
| 12/31/2021 | CATERPILLAR INC | CAT | 7,968 | 745 | 1,647,000 | 260,000 | $206.70 |
| 09/30/2021 | CATERPILLAR INC | CAT | 7,223 | -400 | 1,387,000 | -272,000 | $192.03 |
| 06/30/2021 | CATERPILLAR INC | CAT | 7,623 | 0 | 1,659,000 | -109,000 | $217.63 |
| 03/31/2021 | CATERPILLAR INC | CAT | 7,623 | -150 | 1,768,000 | 353,000 | $231.93 |
| 12/31/2020 | CATERPILLAR INC | CAT | 7,773 | -600 | 1,415,000 | 166,000 | $182.04 |
| 09/30/2020 | CATERPILLAR INC | CAT | 8,373 | 0 | 1,249,000 | 190,000 | $149.17 |
| 06/30/2020 | CATERPILLAR INC | CAT | 8,373 | -75 | 1,059,000 | 79,000 | $126.48 |
| 03/31/2020 | CATERPILLAR INC | CAT | 8,448 | -1,543 | 980,000 | -495,000 | $116.00 |
| 12/31/2019 | CATERPILLAR INC | CAT | 9,991 | -5,180 | 1,475,000 | -441,000 | $147.63 |
| 09/30/2019 | CATERPILLAR INC | CAT | 15,171 | -104 | 1,916,000 | -166,000 | $126.29 |
| 06/30/2019 | CATERPILLAR INC | CAT | 15,275 | -73 | 2,082,000 | 3,000 | $136.30 |
| 03/31/2019 | CATERPILLAR INC | CAT | 15,348 | -131 | 2,079,000 | 112,000 | $135.46 |
| 12/31/2018 | CATERPILLAR INC | CAT | 15,479 | -143 | 1,967,000 | -415,000 | $127.08 |
| 09/30/2018 | CATERPILLAR INC | CAT | 15,622 | -341 | 2,382,000 | 216,000 | $152.48 |
| 06/30/2018 | CATERPILLAR INC | CAT | 15,963 | -1,260 | 2,166,000 | -372,000 | $135.69 |
| 03/31/2018 | CATERPILLAR INC | CAT | 17,223 | -295 | 2,538,000 | -223,000 | $147.36 |
| 12/31/2017 | CATERPILLAR INC | CAT | 17,518 | 17,518 | 2,761,000 | 2,761,000 | $157.61 |
| 09/30/2017 | CATERPILLAR INC | CAT | 0 | -22,147 | 0 | -2,054,000 | |
| 03/31/2017 | CATERPILLAR INC | CAT | 22,147 | -5,764 | 2,054,000 | -534,000 | $92.74 |
| 12/31/2016 | CATERPILLAR INC | CAT | 27,911 | -2,210 | 2,588,000 | -86,000 | $92.72 |
| 09/30/2016 | CATERPILLAR INC | CAT | 30,121 | -1,338 | 2,674,000 | 289,000 | $88.78 |
| 06/30/2016 | CATERPILLAR INC | CAT | 31,459 | -11,103 | 2,385,000 | -873,000 | $75.81 |
| 03/31/2016 | CATERPILLAR INC | CAT | 42,562 | -29,466 | 3,258,000 | -2,749,000 | $76.55 |
| 12/31/2015 | CATERPILLAR INC | CAT | 44,896 | -23,582 | 3,051,000 | -3,730,000 | $67.96 |
| 09/30/2015 | CATERPILLAR INC | CAT | 48,883 | -13,178 | 3,195,000 | -2,485,000 | $65.36 |
| 06/30/2015 | CATERPILLAR INC | CAT | 56,625 | -5,436 | 4,803,000 | -877,000 | $84.82 |
| 03/31/2015 | CATERPILLAR INC | CAT | 57,103 | -4,958 | 4,570,000 | -1,110,000 | $80.03 |
| 12/31/2014 | CATERPILLAR INC | CAT | 62,061 | -6,417 | 5,680,000 | -1,101,000 | $91.52 |
| 09/30/2014 | CATERPILLAR INC | CAT | 67,778 | -1,202 | 6,712,000 | -784,000 | $99.03 |
| 06/30/2014 | CATERPILLAR INC | CAT | 68,980 | 486 | 7,496,000 | 690,000 | $108.67 |
| 03/31/2014 | CATERPILLAR INC | CAT | 68,494 | -3,506 | 6,806,000 | 268,000 | $99.37 |
| 12/31/2013 | CATERPILLAR INC | CAT | 72,000 | -28 | 6,538,000 | 531,000 | $90.81 |
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