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SOUTH TEXAS MONEY MANAGEMENT LTD
> CAT
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2019 | CATERPILLAR INC | CAT | 0 | -1,601 | 0 | -218,000 | |
| 06/30/2019 | CATERPILLAR INC | CAT | 1,601 | -150 | 218,000 | -19,000 | $136.16 |
| 03/31/2019 | CATERPILLAR INC | CAT | 1,751 | 154 | 237,000 | 34,000 | $135.35 |
| 12/31/2018 | CATERPILLAR INC | CAT | 1,597 | -100 | 203,000 | -56,000 | $127.11 |
| 09/30/2018 | CATERPILLAR INC | CAT | 1,697 | 42 | 259,000 | 34,000 | $152.62 |
| 06/30/2018 | CATERPILLAR INC | CAT | 1,655 | -50 | 225,000 | -26,000 | $135.95 |
| 03/31/2018 | CATERPILLAR INC | CAT | 1,705 | 50 | 251,000 | -10,000 | $147.21 |
| 12/31/2017 | CATERPILLAR INC | CAT | 1,655 | -155 | 261,000 | 35,000 | $157.70 |
| 09/30/2017 | CATERPILLAR INC | CAT | 1,810 | 1,810 | 226,000 | 226,000 | $124.86 |
| 03/31/2017 | CATERPILLAR INC | CAT | 0 | -3,253 | 0 | -302,000 | |
| 12/31/2016 | CATERPILLAR INC | CAT | 3,253 | 3,253 | 302,000 | 302,000 | $92.84 |
| 12/31/2015 | CATERPILLAR INC | CAT | 0 | -2,602 | 0 | -259,000 | |
| 09/30/2015 | CATERPILLAR INC | CAT | 0 | -2,394 | 0 | -203,000 | |
| 06/30/2015 | CATERPILLAR INC | CAT | 2,394 | -208 | 203,000 | -56,000 | $84.80 |
| 03/31/2015 | CATERPILLAR INC | CAT | 0 | -2,817 | 0 | -258,000 | |
| 12/31/2014 | CATERPILLAR INC | CAT | 2,817 | 215 | 258,000 | -1,000 | $91.59 |
| 09/30/2014 | CATERPILLAR INC | CAT | 2,822 | 220 | 280,000 | 21,000 | $99.22 |
| 06/30/2014 | CATERPILLAR INC | CAT | 2,449 | -153 | 266,000 | 7,000 | $108.62 |
| 03/31/2014 | CATERPILLAR INC | CAT | 2,602 | -175,280 | 259,000 | -15,211,000 | $99.54 |
| 12/31/2013 | CATERPILLAR INC | CAT | 3,248 | -174,634 | 295,000 | -15,175,000 | $90.83 |
| 09/30/2013 | CATERPILLAR INC | CAT | 3,672 | -174,210 | 306,000 | -15,164,000 | $83.33 |
| 06/30/2013 | CATERPILLAR INC | CAT | 216,226 | 38,344 | 17,836,000 | 2,366,000 | $82.49 |
| 03/31/2013 | CATERPILLAR INC | CAT | 177,882 | -771 | 15,470,000 | -539,000 | $86.97 |
| 12/31/2012 | CATERPILLAR INC | CAT | 178,653 | 16,045 | 16,009,000 | 2,018,000 | $89.61 |
| 09/30/2012 | CATERPILLAR INC | CAT | 162,608 | 155,161 | 13,991,000 | 13,359,000 | $86.04 |
| 06/30/2012 | CATERPILLAR INC | CAT | 7,447 | 261 | 632,000 | -133,000 | $84.87 |
| 03/31/2012 | CATERPILLAR INC | CAT | 7,186 | 200 | 765,000 | 132,000 | $106.46 |
| 12/31/2011 | CATERPILLAR INC | CAT | 6,986 | 286 | 633,000 | 138,000 | $90.61 |
| 09/30/2011 | CATERPILLAR INC | CAT | 6,700 | -54 | 495,000 | -224,000 | $73.88 |
| 06/30/2011 | CATERPILLAR INC | CAT | 6,754 | 300 | 719,000 | 0 | $106.46 |
| 03/31/2011 | CATERPILLAR INC | CAT | 6,454 | 3,436 | 719,000 | 436,000 | $111.40 |
| 12/31/2010 | CATERPILLAR INC | CAT | 3,018 | 51 | 283,000 | 50,000 | $93.77 |
| 09/30/2010 | CATERPILLAR INC | CAT | 2,967 | 2,967 | 233,000 | 233,000 | $78.53 |
| 09/30/2009 | CATERPILLAR INC | CAT | 0 | -6,069 | 0 | -201,000 | |
| 06/30/2009 | CATERPILLAR INC | CAT | 6,069 | 1,581 | 201,000 | 1,000 | $33.12 |
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