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PIPER SANDLER COMPANIES
> NWY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2009 | RTW Retailwinds, Inc. | NWY | 0 | -160,025 | 0 | -494,000 | |
| 06/30/2009 | RTW Retailwinds, Inc. | NWY | 160,025 | 160,025 | 494,000 | 494,000 | $3.09 |
| 09/30/2008 | RTW Retailwinds, Inc. | NWY | 0 | -37,500 | 0 | -239,000 | |
| 12/31/2007 | RTW Retailwinds, Inc. | NWY | 37,500 | 37,500 | 239,000 | 239,000 | $6.37 |
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