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WELLINGTON MANAGEMENT GROUP LLP
> AXTI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | AXT INC | AXTI | 1,623,660 | 0 | 5,585,390,000 | -876,777,000 | $3,440.00 |
| 03/31/2023 | AXT INC | AXTI | 1,623,660 | 0 | 6,462,167,000 | 6,451,288,000 | $3,980.00 |
| 09/30/2022 | AXT INC | AXTI | 1,623,660 | -474,500 | 10,879,000 | -1,416,000 | $6.70 |
| 06/30/2022 | AXT INC | AXTI | 2,098,160 | -123 | 12,295,000 | -2,435,000 | $5.86 |
| 03/31/2022 | AXT INC | AXTI | 2,098,283 | 2 | 14,730,000 | -3,756,000 | $7.02 |
| 12/31/2021 | AXT INC | AXTI | 2,098,281 | 259,521 | 18,486,000 | 3,169,000 | $8.81 |
| 09/30/2021 | AXT INC | AXTI | 1,838,760 | 867,100 | 15,317,000 | 4,648,000 | $8.33 |
| 06/30/2021 | AXT INC | AXTI | 971,660 | 0 | 10,669,000 | -661,000 | $10.98 |
| 03/31/2021 | AXT INC | AXTI | 971,660 | 0 | 11,330,000 | 2,031,000 | $11.66 |
| 12/31/2020 | AXT INC | AXTI | 971,660 | -230,300 | 9,299,000 | 1,943,000 | $9.57 |
| 09/30/2020 | AXT INC | AXTI | 1,201,960 | 913,960 | 7,356,000 | 5,985,000 | $6.12 |
| 06/30/2020 | AXT INC | AXTI | 288,000 | 288,000 | 1,371,000 | 1,371,000 | $4.76 |
| 06/30/2013 | AXT INC | AXTI | 0 | -369,000 | 0 | -1,037,000 | |
| 03/31/2013 | AXT INC | AXTI | 0 | -369,000 | 0 | -1,037,000 | |
| 12/31/2012 | AXT INC | AXTI | 369,000 | 156,347 | 1,037,000 | 318,000 | $2.81 |
| 09/30/2012 | AXT INC | AXTI | 212,653 | 212,653 | 719,000 | 719,000 | $3.38 |
| 03/31/2012 | AXT INC | AXTI | 0 | -209,429 | 0 | -873,000 | |
| 12/31/2011 | AXT INC | AXTI | 209,429 | 209,429 | 873,000 | 873,000 | $4.17 |
| 09/30/2011 | AXT INC | AXTI | 0 | -379,200 | 0 | -3,216,000 | |
| 06/30/2011 | AXT INC | AXTI | 379,200 | 379,200 | 3,216,000 | 3,216,000 | $8.48 |
| 03/31/2011 | AXT INC | AXTI | 0 | -107,343 | 0 | -1,121,000 | |
| 12/31/2010 | AXT INC | AXTI | 107,343 | -59,360 | 1,121,000 | 17,000 | $10.44 |
| 09/30/2010 | AXT INC | AXTI | 166,703 | 166,703 | 1,104,000 | 1,104,000 | $6.62 |
| 03/31/2008 | AXT INC | AXTI | 0 | -504,700 | 0 | -3,129,000 | |
| 12/31/2007 | AXT INC | AXTI | 504,700 | 504,700 | 3,129,000 | 3,129,000 | $6.20 |
| 09/30/2007 | AXT INC | AXTI | 415,800 | 415,800 | 2,574,000 | 2,574,000 | $6.19 |
| 06/30/2007 | AXT INC | AXTI | 620,700 | 620,700 | 2,688,000 | 2,688,000 | $4.33 |
| 09/30/2003 | AXT INC | AXTI | 0 | -215,000 | 0 | -251,000 | |
| 06/30/2003 | AXT INC | AXTI | 215,000 | 215,000 | 251,000 | 251,000 | $1.17 |
| 03/31/2003 | AXT INC | AXTI | 1,090,000 | 1,090,000 | 730,000 | 730,000 | $0.67 |
| 12/31/2002 | AXT INC | AXTI | 1,090,000 | 1,090,000 | 1,963,000 | 1,963,000 | $1.80 |
| 09/30/2002 | AXT INC | AXTI | 1,400,000 | 1,400,000 | 2,912,000 | 2,912,000 | $2.08 |
| 06/30/2002 | AXT INC | AXTI | 1,256,200 | 1,256,200 | 10,012,000 | 10,012,000 | $7.97 |
| 03/31/2002 | AXT INC | AXTI | 734,100 | 734,100 | 7,858,000 | 7,858,000 | $10.70 |
| 12/31/2001 | AXT INC | AXTI | 581,600 | 581,600 | 8,393,000 | 8,393,000 | $14.43 |
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