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Imperial Capital Asset Management, LLC
> GECC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2020 | Great Elm Capital Corp. | GECC | 2,170,115 | 40,115 | 7,812,414 | 613,014 | $3.60 |
| 09/30/2020 | Great Elm Capital Corp. | GECC | 2,130,000 | 2,130,000 | 7,199,400 | 7,199,400 | $3.38 |
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