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DIMENSIONAL FUND ADVISORS LP
> AXTI
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | AXT INC | AXTI | 2,637,276 | -341,198 | 9,072,330,000 | -2,781,822,000 | $3,440.04 |
| 03/31/2023 | AXT INC | AXTI | 2,978,474 | -194,701 | 11,854,152,000 | 11,840,253,000 | $3,979.94 |
| 12/31/2022 | AXT INC | AXTI | 3,173,175 | 116,977 | 13,899,000 | -6,576,000 | $4.38 |
| 09/30/2022 | AXT INC | AXTI | 3,056,198 | 10,108 | 20,475,000 | 2,626,000 | $6.70 |
| 06/30/2022 | AXT INC | AXTI | 3,046,090 | 46,976 | 17,849,000 | -3,205,000 | $5.86 |
| 03/31/2022 | AXT INC | AXTI | 2,999,114 | -8,722 | 21,054,000 | -5,444,000 | $7.02 |
| 12/31/2021 | AXT INC | AXTI | 3,007,836 | -41,822 | 26,498,000 | 1,095,000 | $8.81 |
| 09/30/2021 | AXT INC | AXTI | 3,049,658 | -45,575 | 25,403,000 | -8,583,000 | $8.33 |
| 06/30/2021 | AXT INC | AXTI | 3,095,233 | -133,432 | 33,986,000 | 3,087,000 | $10.98 |
| 12/31/2020 | AXT INC | AXTI | 3,228,665 | -49,705 | 30,899,000 | 10,836,000 | $9.57 |
| 09/30/2020 | AXT INC | AXTI | 3,278,370 | -6,287 | 20,063,000 | 4,429,000 | $6.12 |
| 06/30/2020 | AXT INC | AXTI | 3,284,657 | -30,350 | 15,634,000 | 4,994,000 | $4.76 |
| 03/31/2020 | AXT INC | AXTI | 3,315,007 | 6,721 | 10,640,000 | -3,751,000 | $3.21 |
| 12/31/2019 | AXT INC | AXTI | 3,308,286 | -19,080 | 14,391,000 | 2,545,000 | $4.35 |
| 09/30/2019 | AXT INC | AXTI | 3,327,366 | -3,962 | 11,846,000 | -1,346,000 | $3.56 |
| 06/30/2019 | AXT INC | AXTI | 3,331,328 | 34,015 | 13,192,000 | -1,481,000 | $3.96 |
| 03/31/2019 | AXT INC | AXTI | 3,297,313 | -29,116 | 14,673,000 | 203,000 | $4.45 |
| 12/31/2018 | AXT INC | AXTI | 3,326,429 | 5,833 | 14,470,000 | -9,272,000 | $4.35 |
| 09/30/2018 | AXT INC | AXTI | 3,320,596 | 39,600 | 23,742,000 | 612,000 | $7.15 |
| 06/30/2018 | AXT INC | AXTI | 3,280,996 | 7,741 | 23,130,000 | -601,000 | $7.05 |
| 03/31/2018 | AXT INC | AXTI | 3,273,255 | 82,133 | 23,731,000 | -4,032,000 | $7.25 |
| 12/31/2017 | AXT INC | AXTI | 3,191,122 | 108,456 | 27,763,000 | -443,000 | $8.70 |
| 09/30/2017 | AXT INC | AXTI | 3,082,666 | 205,384 | 28,206,000 | 9,935,000 | $9.15 |
| 06/30/2017 | AXT INC | AXTI | 2,877,282 | 284,259 | 18,271,000 | 3,231,000 | $6.35 |
| 03/31/2017 | AXT INC | AXTI | 2,593,023 | 341,318 | 15,040,000 | 4,232,000 | $5.80 |
| 12/31/2016 | AXT INC | AXTI | 2,251,705 | 263,232 | 10,808,000 | 488,000 | $4.80 |
| 09/30/2016 | AXT INC | AXTI | 1,988,473 | 102,578 | 10,320,000 | 4,304,000 | $5.19 |
| 06/30/2016 | AXT INC | AXTI | 1,885,895 | 44,701 | 6,016,000 | 1,468,000 | $3.19 |
| 03/31/2016 | AXT INC | AXTI | 1,841,194 | 243,793 | 4,548,000 | 59,000 | $2.47 |
| 12/31/2015 | AXT INC | AXTI | 1,835,794 | -7,782 | 4,553,000 | -609,000 | $2.48 |
| 09/30/2015 | AXT INC | AXTI | 1,866,606 | 23,030 | 3,584,000 | -1,578,000 | $1.92 |
| 06/30/2015 | AXT INC | AXTI | 1,878,157 | 34,581 | 4,733,000 | -429,000 | $2.52 |
| 03/31/2015 | AXT INC | AXTI | 1,886,934 | 43,358 | 5,076,000 | -86,000 | $2.69 |
| 12/31/2014 | AXT INC | AXTI | 1,843,576 | 246,175 | 5,162,000 | 673,000 | $2.80 |
| 09/30/2014 | AXT INC | AXTI | 1,647,639 | -28,346 | 4,020,000 | 433,000 | $2.44 |
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