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ICM ASSET MANAGEMENT INC
> AQMS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | Aqua Metals, Inc. | AQMS | 425,111 | 0 | 387,000 | -208,000 | $0.91 |
| 06/30/2020 | Aqua Metals, Inc. | AQMS | 425,111 | -1,336,748 | 595,000 | -198,000 | $1.40 |
| 03/31/2020 | Aqua Metals, Inc. | AQMS | 1,761,859 | 0 | 793,000 | -538,000 | $0.45 |
| 12/31/2019 | Aqua Metals, Inc. | AQMS | 1,761,859 | -7,650 | 1,331,000 | -1,677,000 | $0.76 |
| 09/30/2019 | Aqua Metals, Inc. | AQMS | 1,769,509 | 513,000 | 3,008,000 | 910,000 | $1.70 |
| 06/30/2019 | Aqua Metals, Inc. | AQMS | 1,256,509 | 451,800 | 2,098,000 | -372,000 | $1.67 |
| 03/31/2019 | Aqua Metals, Inc. | AQMS | 804,709 | 804,709 | 2,470,000 | 2,470,000 | $3.07 |
| 12/31/2018 | Aqua Metals, Inc. | AQMS | 0 | -95,218 | 0 | -246,000 | |
| 09/30/2018 | Aqua Metals, Inc. | AQMS | 95,218 | 1,700 | 246,000 | -23,000 | $2.58 |
| 06/30/2018 | Aqua Metals, Inc. | AQMS | 93,518 | 93,518 | 269,000 | 269,000 | $2.88 |
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