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B. Riley Wealth Management, Inc.
> RIV
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 186,008 | 186,008 | 721,909,000 | 721,909,000 | $3,881.06 |
| 03/31/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -50,985 | 0 | -813,000 | |
| 12/31/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 50,985 | 30,913 | 813,000 | 472,000 | $15.95 |
| 09/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 20,072 | 562 | 341,000 | -17,000 | $16.99 |
| 06/30/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 19,510 | 19,510 | 358,000 | 358,000 | $18.35 |
| 12/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -35,713 | 0 | -512,000 | |
| 09/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 35,713 | 35,713 | 512,000 | 512,000 | $14.34 |
| 06/30/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 0 | -18,647 | 0 | -232,000 | |
| 03/31/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | 18,647 | 18,647 | 232,000 | 232,000 | $12.44 |
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