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ROCKEFELLER FINANCIAL SERVICES INC
> COF
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | CAPITAL ONE FINANCIAL CORP | COF | 91,993 | -29,925 | 9,160,000 | -1,162,000 | $99.57 |
| 09/30/2017 | CAPITAL ONE FINANCIAL CORP | COF | 121,918 | -7,205 | 10,322,000 | 10,311,332 | $84.66 |
| 06/30/2017 | CAPITAL ONE FINANCIAL CORP | COF | 129,123 | -550,045 | 10,668 | -48,189 | $0.08 |
| 03/31/2017 | CAPITAL ONE FINANCIAL CORP | COF | 679,168 | -322,652 | 58,857 | -87,340,143 | $0.09 |
| 12/31/2016 | CAPITAL ONE FINANCIAL CORP | COF | 1,001,820 | -197,384 | 87,399,000 | 1,260,000 | $87.24 |
| 09/30/2016 | CAPITAL ONE FINANCIAL CORP | COF | 1,199,204 | -97,016 | 86,139,000 | 3,815,000 | $71.83 |
| 06/30/2016 | CAPITAL ONE FINANCIAL CORP | COF | 1,296,220 | -14,573 | 82,324,000 | -8,527,000 | $63.51 |
| 03/31/2016 | CAPITAL ONE FINANCIAL CORP | COF | 1,310,793 | 628,342 | 90,851,000 | 47,986,000 | $69.31 |
| 12/31/2015 | CAPITAL ONE FINANCIAL CORP | COF | 1,322,759 | -6,508 | 95,477,000 | -921,000 | $72.18 |
| 09/30/2015 | CAPITAL ONE FINANCIAL CORP | COF | 1,329,267 | 690,136 | 96,398,000 | 52,464,000 | $72.52 |
| 06/30/2015 | CAPITAL ONE FINANCIAL CORP | COF | 1,193,760 | 29,556 | 105,016,000 | 13,254,000 | $87.97 |
| 03/31/2015 | CAPITAL ONE FINANCIAL CORP | COF | 1,164,204 | 71,014 | 91,762,000 | 2,535,000 | $78.82 |
| 12/31/2014 | CAPITAL ONE FINANCIAL CORP | COF | 1,280,332 | 187,142 | 105,692,000 | 16,465,000 | $82.55 |
| 09/30/2014 | CAPITAL ONE FINANCIAL CORP | COF | 1,093,190 | 454,059 | 89,227,000 | 45,293,000 | $81.62 |
| 06/30/2014 | CAPITAL ONE FINANCIAL CORP | COF | 645,916 | -8,544 | 53,353,000 | 2,854,000 | $82.60 |
| 03/31/2014 | CAPITAL ONE FINANCIAL CORP | COF | 654,460 | 15,329 | 50,499,000 | 6,565,000 | $77.16 |
| 12/31/2013 | CAPITAL ONE FINANCIAL CORP | COF | 635,967 | -3,164 | 48,722,000 | 4,788,000 | $76.61 |
| 09/30/2013 | CAPITAL ONE FINANCIAL CORP | COF | 639,131 | -43,320 | 43,934,000 | 1,069,000 | $68.74 |
| 06/30/2013 | CAPITAL ONE FINANCIAL CORP | COF | 682,451 | 628,944 | 42,865,000 | 39,925,000 | $62.81 |
| 03/31/2013 | CAPITAL ONE FINANCIAL CORP | COF | 53,507 | 48,057 | 2,940,000 | 2,624,000 | $54.95 |
| 12/31/2012 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | 0 | 316,000 | 5,000 | $57.98 |
| 09/30/2012 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | 0 | 311,000 | 13,000 | $57.06 |
| 06/30/2012 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | 0 | 298,000 | -6,000 | $54.68 |
| 03/31/2012 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | 0 | 304,000 | 88,000 | $55.78 |
| 12/31/2011 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | 0 | 230,000 | 14,000 | $42.20 |
| 09/30/2011 | CAPITAL ONE FINANCIAL CORP | COF | 5,450 | -5,450 | 216,000 | -348,000 | $39.63 |
| 06/30/2011 | CAPITAL ONE FINANCIAL CORP | COF | 10,900 | 10,900 | 564,000 | 564,000 | $51.74 |
| 12/31/2010 | CAPITAL ONE FINANCIAL CORP | COF | 0 | -29,834 | 0 | -1,180,000 | |
| 09/30/2010 | CAPITAL ONE FINANCIAL CORP | COF | 29,834 | -39,140 | 1,180,000 | -1,600,000 | $39.55 |
| 06/30/2010 | CAPITAL ONE FINANCIAL CORP | COF | 68,974 | 4,550 | 2,780,000 | 112,000 | $40.31 |
| 03/31/2010 | CAPITAL ONE FINANCIAL CORP | COF | 64,424 | -513,849 | 2,668,000 | -19,503,000 | $41.41 |
| 12/31/2009 | CAPITAL ONE FINANCIAL CORP | COF | 578,273 | 1,998 | 22,171,000 | 1,581,000 | $38.34 |
| 09/30/2009 | CAPITAL ONE FINANCIAL CORP | COF | 576,275 | 143,837 | 20,590,000 | 11,128,000 | $35.73 |
| 06/30/2009 | CAPITAL ONE FINANCIAL CORP | COF | 432,438 | 430,438 | 9,462,000 | 9,360,000 | $21.88 |
| 09/30/2008 | CAPITAL ONE FINANCIAL CORP | COF | 2,000 | -15,450 | 102,000 | -561,000 | $51.00 |
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