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ROCKEFELLER FINANCIAL SERVICES INC
> SBNY
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | Signature Bank Corp | SBNY | 0 | -1,500 | 0 | -192,000 | |
| 09/30/2017 | Signature Bank Corp | SBNY | 1,500 | 1,500 | 192,000 | 192,000 | $128.00 |
| 12/31/2012 | Signature Bank Corp | SBNY | 0 | -310 | 0 | -21,000 | |
| 09/30/2012 | Signature Bank Corp | SBNY | 310 | 0 | 21,000 | 2,000 | $67.74 |
| 06/30/2012 | Signature Bank Corp | SBNY | 310 | 310 | 19,000 | 19,000 | $61.29 |
| 03/31/2009 | Signature Bank Corp | SBNY | 0 | -931 | 0 | -27,000 | |
| 12/31/2008 | Signature Bank Corp | SBNY | 931 | 931 | 27,000 | 27,000 | $29.00 |
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