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ROCKEFELLER FINANCIAL SERVICES INC
> KSU
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2017 | KANSAS CITY SOUTHERN | KSU | 3,648 | -4,222 | 384,000 | -471,000 | $105.26 |
| 09/30/2017 | KANSAS CITY SOUTHERN | KSU | 7,870 | -4,177 | 855,000 | 853,739 | $108.64 |
| 06/30/2017 | KANSAS CITY SOUTHERN | KSU | 12,047 | -404 | 1,261 | 193 | $0.10 |
| 03/31/2017 | KANSAS CITY SOUTHERN | KSU | 12,451 | 0 | 1,068 | -1,054,932 | $0.09 |
| 12/31/2016 | KANSAS CITY SOUTHERN | KSU | 12,451 | 0 | 1,056,000 | -106,000 | $84.81 |
| 09/30/2016 | KANSAS CITY SOUTHERN | KSU | 12,451 | 0 | 1,162,000 | 40,000 | $93.33 |
| 06/30/2016 | KANSAS CITY SOUTHERN | KSU | 12,451 | 0 | 1,122,000 | 58,000 | $90.11 |
| 03/31/2016 | KANSAS CITY SOUTHERN | KSU | 12,451 | -29,751 | 1,064,000 | -3,551,000 | $85.45 |
| 12/31/2015 | KANSAS CITY SOUTHERN | KSU | 12,451 | -1,050 | 930,000 | -297,000 | $74.69 |
| 09/30/2015 | KANSAS CITY SOUTHERN | KSU | 13,501 | -28,701 | 1,227,000 | -3,388,000 | $90.88 |
| 06/30/2015 | KANSAS CITY SOUTHERN | KSU | 18,231 | 0 | 1,663,000 | -198,000 | $91.22 |
| 03/31/2015 | KANSAS CITY SOUTHERN | KSU | 18,231 | -23,971 | 1,861,000 | -2,754,000 | $102.08 |
| 12/31/2014 | KANSAS CITY SOUTHERN | KSU | 18,231 | -2,880 | 2,225,000 | -334,000 | $122.04 |
| 09/30/2014 | KANSAS CITY SOUTHERN | KSU | 21,111 | -21,091 | 2,559,000 | -2,056,000 | $121.22 |
| 06/30/2014 | KANSAS CITY SOUTHERN | KSU | 26,649 | -7,806 | 2,865,000 | -651,000 | $107.51 |
| 03/31/2014 | KANSAS CITY SOUTHERN | KSU | 34,455 | -7,747 | 3,516,000 | -1,099,000 | $102.05 |
| 12/31/2013 | KANSAS CITY SOUTHERN | KSU | 34,455 | -7,747 | 4,267,000 | -348,000 | $123.84 |
| 09/30/2013 | KANSAS CITY SOUTHERN | KSU | 42,202 | -32,615 | 4,615,000 | -3,313,000 | $109.36 |
| 06/30/2013 | KANSAS CITY SOUTHERN | KSU | 74,817 | -110,695 | 7,928,000 | -12,645,000 | $105.97 |
| 03/31/2013 | KANSAS CITY SOUTHERN | KSU | 185,512 | 166,158 | 20,573,000 | 18,957,000 | $110.90 |
| 12/31/2012 | KANSAS CITY SOUTHERN | KSU | 19,354 | 16,354 | 1,616,000 | 1,389,000 | $83.50 |
| 09/30/2012 | KANSAS CITY SOUTHERN | KSU | 3,000 | 0 | 227,000 | 18,000 | $75.67 |
| 06/30/2012 | KANSAS CITY SOUTHERN | KSU | 3,000 | 0 | 209,000 | -6,000 | $69.67 |
| 03/31/2012 | KANSAS CITY SOUTHERN | KSU | 3,000 | 0 | 215,000 | 65,000 | $71.67 |
| 12/31/2011 | KANSAS CITY SOUTHERN | KSU | 3,000 | 0 | 204,000 | 54,000 | $68.00 |
| 09/30/2011 | KANSAS CITY SOUTHERN | KSU | 3,000 | 3,000 | 150,000 | 150,000 | $50.00 |
| 03/31/2011 | KANSAS CITY SOUTHERN | KSU | 0 | -1,190 | 0 | -56,000 | |
| 12/31/2010 | KANSAS CITY SOUTHERN | KSU | 1,190 | 1,190 | 56,000 | 56,000 | $47.06 |
| 03/31/2009 | KANSAS CITY SOUTHERN | KSU | 0 | -5,500 | 0 | -105,000 | |
| 12/31/2008 | KANSAS CITY SOUTHERN | KSU | 5,500 | 5,500 | 105,000 | 105,000 | $19.09 |
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