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DEUTSCHE BANK AG\
> SWWC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2010 | SOUTHWEST WATER CO | SWWC | 142,157 | 103,102 | 1,488,000 | 1,259,000 | $10.47 |
| 05/14/2010 | SOUTHWEST WATER CO | SWWC | 148,007 | 108,952 | 1,543,000 | 1,314,000 | $10.43 |
| 03/12/2010 | SOUTHWEST WATER CO | SWWC | 39,055 | 0 | 229,000 | 0 | $5.86 |
| 12/31/2009 | SOUTHWEST WATER CO | SWWC | 39,055 | -42,504 | 229,000 | -170,000 | $5.86 |
| 09/30/2009 | SOUTHWEST WATER CO | SWWC | 81,559 | 12,842 | 399,000 | 22,000 | $4.89 |
| 06/30/2009 | SOUTHWEST WATER CO | SWWC | 68,717 | 7,325 | 377,000 | 180,000 | $5.49 |
| 03/31/2009 | SOUTHWEST WATER CO | SWWC | 52,165 | -9,227 | 222,000 | 25,000 | $4.26 |
| 12/31/2008 | SOUTHWEST WATER CO | SWWC | 61,392 | 42,700 | 197,000 | -40,000 | $3.21 |
| 09/30/2008 | SOUTHWEST WATER CO | SWWC | 18,692 | 18,558 | 237,000 | 236,000 | $12.68 |
| 06/30/2008 | SOUTHWEST WATER CO | SWWC | 134 | -4,836 | 1,000 | -53,000 | $7.46 |
| 03/31/2008 | SOUTHWEST WATER CO | SWWC | 4,970 | 3,099 | 54,000 | 31,000 | $10.87 |
| 12/31/2007 | SOUTHWEST WATER CO | SWWC | 1,871 | -9,287 | 23,000 | -117,000 | $12.29 |
| 09/28/2007 | SOUTHWEST WATER CO | SWWC | 11,158 | 11,158 | 140,000 | 140,000 | $12.55 |
| 06/03/2003 | SOUTHWEST WATER CO | SWWC | 0 | -7,518 | 0 | -92,000 | |
| 03/31/2003 | SOUTHWEST WATER CO | SWWC | 7,518 | -9,402 | 92,000 | -131,000 | $12.24 |
| 12/31/2002 | SOUTHWEST WATER CO | SWWC | 16,920 | 10,820 | 223,000 | 137,000 | $13.18 |
| 09/30/2002 | SOUTHWEST WATER CO | SWWC | 6,100 | -45,609 | 86,000 | -892,000 | $14.10 |
| 06/30/2002 | SOUTHWEST WATER CO | SWWC | 51,709 | 51,709 | 978,000 | 978,000 | $18.91 |
| 03/31/2002 | SOUTHWEST WATER CO | SWWC | 0 | -12 | 0 | -169 | |
| 12/31/2001 | SOUTHWEST WATER CO | SWWC | 12 | 12 | 169 | 169 | $14.12 |
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