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UBS Group AG
> FTSM
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 5,522,427 | -76,359 | 328,087,388,000 | -5,096,367,000 | $59,410.00 |
| 03/31/2023 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 5,598,786 | 109,770 | 333,183,755,000 | 6,916,644,000 | $59,510.00 |
| 12/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 5,489,016 | 1,556,281 | 326,267,111,000 | 326,033,821,000 | $59,440.00 |
| 09/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,932,735 | 475,293 | 233,290,000 | 27,987,000 | $59.32 |
| 06/30/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,457,442 | 851,127 | 205,303,000 | 50,149,000 | $59.38 |
| 03/31/2022 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,606,315 | 74,504 | 155,154,000 | 3,752,000 | $59.53 |
| 12/31/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,531,811 | -133,518 | 151,402,000 | -8,384,000 | $59.80 |
| 09/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,665,329 | 35,129 | 159,786,000 | 2,132,000 | $59.95 |
| 06/30/2021 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,630,200 | -453,018 | 157,654,000 | -27,462,000 | $59.94 |
| 12/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,083,218 | -278,249 | 185,116,000 | -16,639,000 | $60.04 |
| 09/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,361,467 | 150,727 | 201,755,000 | 9,143,000 | $60.02 |
| 06/30/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,210,740 | 183,027 | 192,612,000 | 13,886,000 | $59.99 |
| 03/31/2020 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,027,713 | -148,398 | 178,726,000 | -12,127,000 | $59.03 |
| 12/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,176,111 | -180,215 | 190,853,000 | -10,761,000 | $60.09 |
| 09/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 3,356,326 | 557,619 | 201,614,000 | 33,552,000 | $60.07 |
| 06/30/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,798,707 | 35,694 | 168,062,000 | 2,336,000 | $60.05 |
| 03/31/2019 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,763,013 | 61,549 | 165,726,000 | 4,043,000 | $59.98 |
| 12/31/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 2,701,464 | 961,842 | 161,683,000 | 57,271,000 | $59.85 |
| 09/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,739,622 | 413,375 | 104,412,000 | 24,851,000 | $60.02 |
| 06/30/2018 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 1,326,247 | 360,405 | 79,561,000 | 21,630,000 | $59.99 |
| 12/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 965,842 | 98,266 | 57,931,000 | 5,876,000 | $59.98 |
| 09/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 867,576 | 867,576 | 52,055,000 | 52,055,000 | $60.00 |
| 06/30/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 630,311 | 153,988 | 37,816,000 | 9,251,000 | $60.00 |
| 03/31/2017 | FIRST TRUST EXCHANGE-TRADED FUND IV | FTSM | 476,323 | 476,323 | 28,565,000 | 28,565,000 | $59.97 |
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