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UBS Group AG
> GSVC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2019 | SURO CAPITAL CORP. | GSVC | 371,877 | 4,755 | 2,380,000 | -403,000 | $6.40 |
| 03/31/2019 | SURO CAPITAL CORP. | GSVC | 367,122 | 350,707 | 2,783,000 | 2,697,000 | $7.58 |
| 12/31/2018 | SURO CAPITAL CORP. | GSVC | 16,415 | -2,157 | 86,000 | -43,000 | $5.24 |
| 09/30/2018 | SURO CAPITAL CORP. | GSVC | 18,572 | -304 | 129,000 | -1,000 | $6.95 |
| 06/30/2018 | SURO CAPITAL CORP. | GSVC | 18,876 | 119 | 130,000 | 28,000 | $6.89 |
| 12/31/2017 | SURO CAPITAL CORP. | GSVC | 18,757 | -4,996 | 102,000 | -26,000 | $5.44 |
| 09/30/2017 | SURO CAPITAL CORP. | GSVC | 23,753 | -3,517 | 128,000 | 10,000 | $5.39 |
| 06/30/2017 | SURO CAPITAL CORP. | GSVC | 27,270 | 1,132 | 118,000 | 1,000 | $4.33 |
| 03/31/2017 | SURO CAPITAL CORP. | GSVC | 26,138 | 1,780 | 117,000 | -5,000 | $4.48 |
| 12/31/2016 | SURO CAPITAL CORP. | GSVC | 24,358 | 16,668 | 122,000 | 86,000 | $5.01 |
| 09/30/2016 | SURO CAPITAL CORP. | GSVC | 7,690 | 7,690 | 36,000 | 36,000 | $4.68 |
| 06/30/2016 | SURO CAPITAL CORP. | GSVC | 7,837 | -3,395 | 40,000 | -23,000 | $5.10 |
| 03/31/2016 | SURO CAPITAL CORP. | GSVC | 11,232 | -524 | 63,000 | -30,000 | $5.61 |
| 12/31/2015 | SURO CAPITAL CORP. | GSVC | 12,029 | 273 | 112,000 | 19,000 | $9.31 |
| 09/30/2015 | SURO CAPITAL CORP. | GSVC | 11,756 | -1,475 | 93,000 | -44,000 | $7.91 |
| 06/30/2015 | SURO CAPITAL CORP. | GSVC | 13,231 | -1,956 | 137,000 | -12,000 | $10.35 |
| 03/31/2015 | SURO CAPITAL CORP. | GSVC | 15,187 | -5,685 | 149,000 | -31,000 | $9.81 |
| 12/31/2014 | SURO CAPITAL CORP. | GSVC | 20,872 | 20,872 | 180,000 | 180,000 | $8.62 |
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