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WATER ISLAND CAPITAL LLC
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -67,123 | 0 | -666,000 | |
| 03/31/2023 | Apollo Endosurgery, Inc. | APEN | 67,123 | -382,513 | 666,000 | -3,817,000 | $9.92 |
| 12/31/2022 | Apollo Endosurgery, Inc. | APEN | 449,636 | 449,636 | 4,483,000 | 4,483,000 | $9.97 |
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