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Wellington Shields & Co., LLC
> AQMS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Aqua Metals, Inc. | AQMS | 31,900 | 0 | 37,323,000 | 37,291,100 | $1,170.00 |
| 03/31/2023 | Aqua Metals, Inc. | AQMS | 31,900 | 0 | 31,900 | -39,843,100 | $1.00 |
| 12/31/2022 | Aqua Metals, Inc. | AQMS | 31,900 | -160 | 39,875,000 | 39,851,000 | $1,250.00 |
| 09/30/2022 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 24,000 | -2,000 | $0.75 |
| 06/30/2022 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 26,000 | -22,000 | $0.81 |
| 03/31/2022 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 48,000 | 9,000 | $1.50 |
| 12/31/2021 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 39,000 | -27,000 | $1.22 |
| 09/30/2021 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 66,000 | -30,000 | $2.06 |
| 06/30/2021 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 96,000 | -34,000 | $2.99 |
| 03/31/2021 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 130,000 | 34,000 | $4.05 |
| 12/31/2020 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 96,000 | 67,000 | $2.99 |
| 09/30/2020 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 29,000 | -16,000 | $0.90 |
| 06/30/2020 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 45,000 | 31,000 | $1.40 |
| 03/31/2020 | Aqua Metals, Inc. | AQMS | 32,060 | 0 | 14,000 | -10,000 | $0.44 |
| 12/31/2019 | Aqua Metals, Inc. | AQMS | 32,060 | 32,060 | 24,000 | 24,000 | $0.75 |
| 09/30/2019 | Aqua Metals, Inc. | AQMS | 0 | -25,180 | 0 | -42,000 | |
| 06/30/2019 | Aqua Metals, Inc. | AQMS | 25,180 | 25,180 | 42,000 | 42,000 | $1.67 |
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