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Nuveen Asset Management, LLC
> LPLA
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | LPL Financial Holdings Inc. | LPLA | 946,569 | -81,733 | 205,812,498,000 | 205,604,370,000 | $217,430.00 |
| 03/31/2023 | LPL Financial Holdings Inc. | LPLA | 1,028,302 | -49,317 | 208,128,000 | -24,821,000 | $202.40 |
| 12/31/2022 | LPL Financial Holdings Inc. | LPLA | 1,077,619 | -34,693 | 232,949,000 | -10,069,000 | $216.17 |
| 09/30/2022 | LPL Financial Holdings Inc. | LPLA | 1,112,312 | -84,923 | 243,018,000 | 22,152,000 | $218.48 |
| 06/30/2022 | LPL Financial Holdings Inc. | LPLA | 1,197,235 | 56,855 | 220,866,000 | 15,632,000 | $184.48 |
| 03/31/2022 | LPL Financial Holdings Inc. | LPLA | 1,140,380 | 171,691 | 205,234,000 | 53,382,000 | $179.97 |
| 09/30/2021 | LPL Financial Holdings Inc. | LPLA | 968,689 | 490,955 | 151,852,000 | 87,368,000 | $156.76 |
| 06/30/2021 | LPL Financial Holdings Inc. | LPLA | 477,734 | 70,980 | 64,484,000 | 6,659,000 | $134.98 |
| 03/31/2021 | LPL Financial Holdings Inc. | LPLA | 406,754 | -36,624 | 57,825,000 | 11,616,000 | $142.16 |
| 12/31/2020 | LPL Financial Holdings Inc. | LPLA | 443,378 | 8,377 | 46,209,000 | 12,857,000 | $104.22 |
| 09/30/2020 | LPL Financial Holdings Inc. | LPLA | 435,001 | -375,317 | 33,352,000 | -30,178,000 | $76.67 |
| 06/30/2020 | LPL Financial Holdings Inc. | LPLA | 810,318 | -109,998 | 63,530,000 | 13,437,000 | $78.40 |
| 03/31/2020 | LPL Financial Holdings Inc. | LPLA | 920,316 | -423,731 | 50,093,000 | -73,895,000 | $54.43 |
| 12/31/2019 | LPL Financial Holdings Inc. | LPLA | 1,344,047 | 85,862 | 123,988,000 | 20,942,000 | $92.25 |
| 09/30/2019 | LPL Financial Holdings Inc. | LPLA | 1,258,185 | 71,444 | 103,046,000 | 6,243,000 | $81.90 |
| 06/30/2019 | LPL Financial Holdings Inc. | LPLA | 1,186,741 | 838,919 | 96,803,000 | 72,577,000 | $81.57 |
| 03/31/2019 | LPL Financial Holdings Inc. | LPLA | 347,822 | -16,424 | 24,226,000 | 1,978,000 | $69.65 |
| 12/31/2018 | LPL Financial Holdings Inc. | LPLA | 364,246 | 38,672 | 22,248,000 | 1,245,000 | $61.08 |
| 09/30/2018 | LPL Financial Holdings Inc. | LPLA | 325,574 | 93,065 | 21,003,000 | 5,764,000 | $64.51 |
| 06/30/2018 | LPL Financial Holdings Inc. | LPLA | 232,509 | 28,289 | 15,239,000 | 2,767,000 | $65.54 |
| 03/31/2018 | LPL Financial Holdings Inc. | LPLA | 204,220 | 204,220 | 12,472,000 | 12,472,000 | $61.07 |
| 09/30/2017 | LPL Financial Holdings Inc. | LPLA | 0 | -10,848 | 0 | -461,000 | |
| 06/30/2017 | LPL Financial Holdings Inc. | LPLA | 10,848 | -1,100 | 461,000 | -15,000 | $42.50 |
| 03/31/2017 | LPL Financial Holdings Inc. | LPLA | 11,948 | 11,948 | 476,000 | 476,000 | $39.84 |
| 09/30/2016 | LPL Financial Holdings Inc. | LPLA | 0 | -48,048 | 0 | -1,083,000 | |
| 06/30/2016 | LPL Financial Holdings Inc. | LPLA | 48,048 | 48,048 | 1,083,000 | 1,083,000 | $22.54 |
| 12/31/2015 | LPL Financial Holdings Inc. | LPLA | 0 | -383,890 | 0 | -14,707,000 | |
| 03/31/2015 | LPL Financial Holdings Inc. | LPLA | 0 | -125,134 | 0 | -5,575,000 | |
| 12/31/2014 | LPL Financial Holdings Inc. | LPLA | 125,134 | -258,756 | 5,575,000 | -9,132,000 | $44.55 |
| 09/30/2014 | LPL Financial Holdings Inc. | LPLA | 149,591 | -234,299 | 6,889,000 | -7,818,000 | $46.05 |
| 06/30/2014 | LPL Financial Holdings Inc. | LPLA | 208,719 | -160,820 | 10,382,000 | -9,034,000 | $49.74 |
| 03/31/2014 | LPL Financial Holdings Inc. | LPLA | 369,539 | -14,351 | 19,416,000 | 4,709,000 | $52.54 |
| 12/31/2013 | LPL Financial Holdings Inc. | LPLA | 610,047 | 226,157 | 28,703,000 | 13,996,000 | $47.05 |
| 09/30/2013 | LPL Financial Holdings Inc. | LPLA | 383,890 | 383,890 | 14,707,000 | 14,707,000 | $38.31 |
| 06/30/2013 | LPL Financial Holdings Inc. | LPLA | 315,736 | 315,736 | 11,922,000 | 11,922,000 | $37.76 |
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