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First Allied Advisory Services, Inc.
> PFG
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 48,650 | 48,650 | 1,959,000 | 1,959,000 | $40.27 |
| 03/31/2020 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -6,319 | 0 | -353,000 | |
| 12/31/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,319 | 342 | 353,000 | 6,000 | $55.86 |
| 09/30/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 5,977 | -773 | 347,000 | -44,000 | $58.06 |
| 06/30/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,750 | 2,047 | 391,000 | 150,000 | $57.93 |
| 03/31/2019 | PRINCIPAL FINANCIAL GROUP INC | PFG | 4,703 | 4,703 | 241,000 | 241,000 | $51.24 |
| 12/31/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -92,466 | 0 | -5,493,000 | |
| 09/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 92,466 | -35 | 5,493,000 | 578,000 | $59.41 |
| 06/30/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 92,501 | 87,357 | 4,915,000 | 4,598,000 | $53.13 |
| 03/31/2018 | PRINCIPAL FINANCIAL GROUP INC | PFG | 5,144 | -1,767 | 317,000 | -171,000 | $61.63 |
| 12/31/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,911 | -266 | 488,000 | 25,000 | $70.61 |
| 09/30/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 7,177 | 292 | 463,000 | 18,000 | $64.51 |
| 06/30/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,885 | -1,246 | 445,000 | -69,000 | $64.63 |
| 03/31/2017 | PRINCIPAL FINANCIAL GROUP INC | PFG | 8,131 | 1,715 | 514,000 | 143,000 | $63.21 |
| 12/31/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,416 | 6,416 | 371,000 | 371,000 | $57.82 |
| 03/31/2016 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -6,560 | 0 | -296,000 | |
| 12/31/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 6,560 | 6,560 | 296,000 | 296,000 | $45.12 |
| 09/30/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 5,966 | 5,966 | 282,000 | 282,000 | $47.27 |
| 06/30/2015 | PRINCIPAL FINANCIAL GROUP INC | PFG | 4,845 | 4,845 | 246,000 | 246,000 | $50.77 |
| 12/31/2012 | PRINCIPAL FINANCIAL GROUP INC | PFG | 0 | -121 | 0 | -3,260 | |
| 09/30/2012 | PRINCIPAL FINANCIAL GROUP INC | PFG | 121 | 121 | 3,260 | 3,260 | $26.94 |
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