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RBC Capital Markets, LLC
> UBS
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2017 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 03/31/2017 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 12/31/2016 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 09/30/2016 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 03/31/2016 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 09/30/2013 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 09/30/2012 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 06/30/2012 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 03/31/2012 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 12/31/2011 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 09/30/2011 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 06/30/2011 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 03/31/2011 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 12/31/2010 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 06/30/2010 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 03/31/2010 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 12/31/2009 | UBS AG | UBS | 0 | -7,050 | 0 | -129,000 | |
| 09/30/2009 | UBS AG | UBS | 7,050 | 2,324 | 129,000 | 71,000 | $18.30 |
| 06/30/2009 | UBS AG | UBS | 4,726 | -821 | 58,000 | 5,000 | $12.27 |
| 03/31/2009 | UBS AG | UBS | 5,547 | 4,775 | 53,000 | 43,000 | $9.55 |
| 12/31/2008 | UBS AG | UBS | 772 | -212,804 | 10,000 | -3,736,000 | $12.95 |
| 09/30/2008 | UBS AG | UBS | 213,576 | 213,576 | 3,746,000 | 3,746,000 | $17.54 |
| 06/30/2008 | UBS AG | UBS | 1,369,576 | 1,369,576 | 28,295,000 | 28,295,000 | $20.66 |
| 03/31/2008 | UBS AG | UBS | 67,245 | 67,245 | 1,936,000 | 1,936,000 | $28.79 |
| 12/31/2007 | UBS AG | UBS | 1,145 | 1,145 | 1,000 | 1,000 | $0.87 |
| 09/30/2007 | UBS AG | UBS | 7,738 | 7,738 | 1,000 | 1,000 | $0.13 |
| 03/31/2007 | UBS AG | UBS | 251 | 251 | 1,000 | 1,000 | $3.98 |
| 12/31/2006 | UBS AG | UBS | 155 | 155 | 1,000 | 1,000 | $6.45 |
| 09/30/2006 | UBS AG | UBS | 1,614 | 1,614 | 1,000 | 1,000 | $0.62 |
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