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GUGGENHEIM CAPITAL LLC
> JSD
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Nuveen Short Duration Credit Opportunities Fund | JSD | 184,994 | -7 | 2,136,681,000 | -33,380,000 | $11,550.00 |
| 03/31/2023 | Nuveen Short Duration Credit Opportunities Fund | JSD | 185,001 | 49,367 | 2,170,061,000 | 561,442,000 | $11,730.00 |
| 12/31/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 135,634 | 845 | 1,608,619,000 | 1,607,025,000 | $11,860.00 |
| 09/30/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 134,789 | -34,284 | 1,594,000 | -440,000 | $11.83 |
| 06/30/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 169,073 | -61,694 | 2,034,000 | -1,250,000 | $12.03 |
| 03/31/2022 | Nuveen Short Duration Credit Opportunities Fund | JSD | 230,767 | -33,859 | 3,284,000 | -638,000 | $14.23 |
| 12/31/2021 | Nuveen Short Duration Credit Opportunities Fund | JSD | 264,626 | -28,252 | 3,922,000 | -468,000 | $14.82 |
| 06/30/2021 | Nuveen Short Duration Credit Opportunities Fund | JSD | 292,878 | -44,280 | 4,390,000 | -371,000 | $14.99 |
| 03/31/2021 | Nuveen Short Duration Credit Opportunities Fund | JSD | 337,158 | -2,277 | 4,761,000 | 226,000 | $14.12 |
| 12/31/2020 | Nuveen Short Duration Credit Opportunities Fund | JSD | 339,435 | -65,229 | 4,535,000 | -475,000 | $13.36 |
| 09/30/2020 | Nuveen Short Duration Credit Opportunities Fund | JSD | 404,664 | -5,938 | 5,010,000 | 169,000 | $12.38 |
| 06/30/2020 | Nuveen Short Duration Credit Opportunities Fund | JSD | 410,602 | -44,681 | 4,841,000 | -112,000 | $11.79 |
| 03/31/2020 | Nuveen Short Duration Credit Opportunities Fund | JSD | 455,283 | 5,829 | 4,953,000 | -1,874,000 | $10.88 |
| 12/31/2019 | Nuveen Short Duration Credit Opportunities Fund | JSD | 449,454 | -20,823 | 6,827,000 | -218,000 | $15.19 |
| 09/30/2019 | Nuveen Short Duration Credit Opportunities Fund | JSD | 470,277 | 25,897 | 7,045,000 | 2,000 | $14.98 |
| 06/30/2019 | Nuveen Short Duration Credit Opportunities Fund | JSD | 444,380 | -1,396 | 7,043,000 | 120,000 | $15.85 |
| 03/31/2019 | Nuveen Short Duration Credit Opportunities Fund | JSD | 445,776 | 4,632 | 6,923,000 | 601,000 | $15.53 |
| 12/31/2018 | Nuveen Short Duration Credit Opportunities Fund | JSD | 441,144 | -113,459 | 6,322,000 | -3,129,000 | $14.33 |
| 09/30/2018 | Nuveen Short Duration Credit Opportunities Fund | JSD | 554,603 | -2,048 | 9,451,000 | -14,000 | $17.04 |
| 06/30/2018 | Nuveen Short Duration Credit Opportunities Fund | JSD | 556,651 | -41,033 | 9,465,000 | -630,000 | $17.00 |
| 03/31/2018 | Nuveen Short Duration Credit Opportunities Fund | JSD | 597,684 | -1,490 | 10,095,000 | 130,000 | $16.89 |
| 12/31/2017 | Nuveen Short Duration Credit Opportunities Fund | JSD | 599,174 | -33,054 | 9,965,000 | -1,023,000 | $16.63 |
| 09/30/2017 | Nuveen Short Duration Credit Opportunities Fund | JSD | 632,228 | 3,236 | 10,988,000 | 6,000 | $17.38 |
| 06/30/2017 | Nuveen Short Duration Credit Opportunities Fund | JSD | 628,992 | 68,084 | 10,982,000 | 998,000 | $17.46 |
| 03/31/2017 | Nuveen Short Duration Credit Opportunities Fund | JSD | 560,908 | 151,902 | 9,984,000 | 2,830,000 | $17.80 |
| 12/31/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 409,006 | 116,424 | 7,154,000 | 2,227,000 | $17.49 |
| 09/30/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 292,582 | 292,582 | 4,927,000 | 4,927,000 | $16.84 |
| 06/30/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 230,315 | 230,315 | 3,621,000 | 3,621,000 | $15.72 |
| 03/31/2016 | Nuveen Short Duration Credit Opportunities Fund | JSD | 271,557 | -19,231 | 4,105,000 | -207,000 | $15.12 |
| 12/31/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 290,788 | -109,576 | 4,312,000 | -1,778,000 | $14.83 |
| 09/30/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 400,364 | -214,194 | 6,090,000 | -4,450,000 | $15.21 |
| 06/30/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 446,094 | -168,464 | 7,352,000 | -3,188,000 | $16.48 |
| 03/31/2015 | Nuveen Short Duration Credit Opportunities Fund | JSD | 614,558 | -225,323 | 10,540,000 | -6,996,000 | $17.15 |
| 12/31/2014 | Nuveen Short Duration Credit Opportunities Fund | JSD | 618,457 | -221,424 | 10,296,000 | -7,240,000 | $16.65 |
| 09/30/2014 | Nuveen Short Duration Credit Opportunities Fund | JSD | 0 | -839,881 | 0 | -17,536,000 | |
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