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NORTH SOUND CAPITAL LLC
> SCHW
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 10/30/2009 | SCHWAB CHARLES CORP | SCHW | 20,000 | 10,000 | 383,000 | 207,600 | $19.15 |
| 06/30/2009 | SCHWAB CHARLES CORP | SCHW | 10,000 | 10,000 | 175,400 | 175,400 | $17.54 |
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