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RAYMOND JAMES & ASSOCIATES
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2022 | PROSPECT CAPITAL CORP | PSEC | 412,526 | 50,800 | 2,883,558,000 | 2,881,030,000 | $6,990.00 |
| 06/30/2022 | PROSPECT CAPITAL CORP | PSEC | 361,726 | 31,638 | 2,528,000 | -205,000 | $6.99 |
| 03/31/2022 | PROSPECT CAPITAL CORP | PSEC | 330,088 | 39,616 | 2,733,000 | 290,000 | $8.28 |
| 12/31/2021 | PROSPECT CAPITAL CORP | PSEC | 290,472 | -21,996 | 2,443,000 | 37,000 | $8.41 |
| 09/30/2021 | PROSPECT CAPITAL CORP | PSEC | 312,468 | 103,387 | 2,406,000 | 652,000 | $7.70 |
| 06/30/2021 | PROSPECT CAPITAL CORP | PSEC | 209,081 | -60,989 | 1,754,000 | -317,000 | $8.39 |
| 03/31/2021 | PROSPECT CAPITAL CORP | PSEC | 270,070 | 86,164 | 2,071,000 | 1,076,000 | $7.67 |
| 12/31/2020 | PROSPECT CAPITAL CORP | PSEC | 183,906 | 35,383 | 995,000 | 248,000 | $5.41 |
| 09/30/2020 | PROSPECT CAPITAL CORP | PSEC | 148,523 | 25,276 | 747,000 | 117,000 | $5.03 |
| 06/30/2020 | PROSPECT CAPITAL CORP | PSEC | 123,247 | 17,266 | 630,000 | 180,000 | $5.11 |
| 03/31/2020 | PROSPECT CAPITAL CORP | PSEC | 105,981 | -21,843 | 450,000 | -373,000 | $4.25 |
| 12/31/2019 | PROSPECT CAPITAL CORP | PSEC | 127,824 | -7,674 | 823,000 | -70,000 | $6.44 |
| 09/30/2019 | PROSPECT CAPITAL CORP | PSEC | 135,498 | -30,490 | 893,000 | -191,000 | $6.59 |
| 06/30/2019 | PROSPECT CAPITAL CORP | PSEC | 165,988 | 41,785 | 1,084,000 | 274,000 | $6.53 |
| 03/31/2019 | PROSPECT CAPITAL CORP | PSEC | 124,203 | -20,305 | 810,000 | -102,000 | $6.52 |
| 12/31/2018 | PROSPECT CAPITAL CORP | PSEC | 144,508 | 6,381 | 912,000 | -100,000 | $6.31 |
| 09/30/2018 | PROSPECT CAPITAL CORP | PSEC | 138,127 | 30,692 | 1,012,000 | 291,000 | $7.33 |
| 06/30/2018 | PROSPECT CAPITAL CORP | PSEC | 107,435 | 12,542 | 721,000 | 99,000 | $6.71 |
| 03/31/2018 | PROSPECT CAPITAL CORP | PSEC | 94,893 | 4,237 | 622,000 | 11,000 | $6.55 |
| 12/31/2017 | PROSPECT CAPITAL CORP | PSEC | 90,656 | -53,210 | 611,000 | -356,000 | $6.74 |
| 09/30/2017 | PROSPECT CAPITAL CORP | PSEC | 143,866 | -12,626 | 967,000 | -304,000 | $6.72 |
| 06/30/2017 | PROSPECT CAPITAL CORP | PSEC | 156,492 | -28,694 | 1,271,000 | -403,000 | $8.12 |
| 03/31/2017 | PROSPECT CAPITAL CORP | PSEC | 185,186 | 38,641 | 1,674,000 | 450,000 | $9.04 |
| 12/31/2016 | PROSPECT CAPITAL CORP | PSEC | 146,545 | -7,172 | 1,224,000 | -21,000 | $8.35 |
| 09/30/2016 | PROSPECT CAPITAL CORP | PSEC | 153,717 | -2,151 | 1,245,000 | 26,000 | $8.10 |
| 06/30/2016 | PROSPECT CAPITAL CORP | PSEC | 155,868 | 98,516 | 1,219,000 | 600,000 | $7.82 |
| 03/31/2016 | PROSPECT CAPITAL CORP | PSEC | 131,227 | 12,325 | 954,000 | 124,000 | $7.27 |
| 12/31/2015 | PROSPECT CAPITAL CORP | PSEC | 118,902 | -39,091 | 830,000 | -943,000 | $6.98 |
| 09/30/2015 | PROSPECT CAPITAL CORP | PSEC | 69,684 | 198 | 497,000 | -90,000 | $7.13 |
| 06/30/2015 | PROSPECT CAPITAL CORP | PSEC | 72,548 | 3,062 | 535,000 | -52,000 | $7.37 |
| 03/31/2015 | PROSPECT CAPITAL CORP | PSEC | 69,486 | -121,146 | 587,000 | -1,300,000 | $8.45 |
| 12/31/2014 | PROSPECT CAPITAL CORP | PSEC | 179,506 | -11,126 | 1,483,000 | -404,000 | $8.26 |
| 09/30/2014 | PROSPECT CAPITAL CORP | PSEC | 190,632 | 25,090 | 1,887,000 | 99,000 | $9.90 |
| 06/30/2014 | PROSPECT CAPITAL CORP | PSEC | 0 | -165,542 | 0 | -1,788,000 | |
| 03/31/2014 | PROSPECT CAPITAL CORP | PSEC | 165,542 | 7,549 | 1,788,000 | 15,000 | $10.80 |
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