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KENNEDY CAPITAL MANAGEMENT, INC.
> AWR
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | AMERICAN STATES WATER CO | AWR | 62,854 | -5,348 | 5,468,298,000 | 5,462,982,000 | $87,000.00 |
| 09/30/2022 | AMERICAN STATES WATER CO | AWR | 68,202 | 68,202 | 5,316,000 | 5,316,000 | $77.94 |
| 06/30/2020 | AMERICAN STATES WATER CO | AWR | 0 | -49,527 | 0 | -4,048,000 | |
| 03/31/2020 | AMERICAN STATES WATER CO | AWR | 49,527 | 49,527 | 4,048,000 | 4,048,000 | $81.73 |
| 09/30/2013 | AMERICAN STATES WATER CO | AWR | 0 | -15,000 | 0 | -805,000 | |
| 06/30/2013 | AMERICAN STATES WATER CO | AWR | 15,000 | 15,000 | 805,000 | 805,000 | $53.67 |
| 09/30/2011 | AMERICAN STATES WATER CO | AWR | 0 | -21,853 | 0 | -758,000 | |
| 03/31/2010 | AMERICAN STATES WATER CO | AWR | 21,853 | 21,853 | 758,000 | 758,000 | $34.69 |
| 12/31/2009 | AMERICAN STATES WATER CO | AWR | 39,243 | 39,243 | 1,390,000 | 1,390,000 | $35.42 |
| 09/30/2009 | AMERICAN STATES WATER CO | AWR | 39,225 | 39,225 | 1,419,000 | 1,419,000 | $36.18 |
| 06/30/2009 | AMERICAN STATES WATER CO | AWR | 43,145 | 43,145 | 1,495,000 | 1,495,000 | $34.65 |
| 03/31/2009 | AMERICAN STATES WATER CO | AWR | 47,710 | 47,710 | 1,733,000 | 1,733,000 | $36.32 |
| 03/31/2005 | AMERICAN STATES WATER CO | AWR | 0 | -132,300 | 0 | -4,624,000 | |
| 12/31/2004 | AMERICAN STATES WATER CO | AWR | 0 | -100,650 | 0 | -3,422,000 | |
| 09/30/2004 | AMERICAN STATES WATER CO | AWR | 59,748 | -40,902 | 1,488,000 | -1,934,000 | $24.90 |
| 06/30/2004 | AMERICAN STATES WATER CO | AWR | 120,098 | 19,448 | 2,791,000 | -631,000 | $23.24 |
| 03/31/2004 | AMERICAN STATES WATER CO | AWR | 119,848 | 19,198 | 2,924,000 | -498,000 | $24.40 |
| 12/31/2003 | AMERICAN STATES WATER CO | AWR | 102,828 | 2,178 | 2,571,000 | -851,000 | $25.00 |
| 09/30/2003 | AMERICAN STATES WATER CO | AWR | 69,325 | -31,325 | 1,634,000 | -1,788,000 | $23.57 |
| 06/30/2003 | AMERICAN STATES WATER CO | AWR | 93,975 | -6,675 | 2,566,000 | -856,000 | $27.31 |
| 03/31/2003 | AMERICAN STATES WATER CO | AWR | 93,550 | -7,100 | 2,236,000 | -1,186,000 | $23.90 |
| 12/31/2002 | AMERICAN STATES WATER CO | AWR | 85,950 | -14,700 | 1,990,000 | -1,432,000 | $23.15 |
| 09/30/2002 | AMERICAN STATES WATER CO | AWR | 95,500 | -5,150 | 2,504,000 | -918,000 | $26.22 |
| 06/30/2002 | AMERICAN STATES WATER CO | AWR | 169,850 | 69,200 | 4,501,000 | 1,079,000 | $26.50 |
| 03/31/2002 | AMERICAN STATES WATER CO | AWR | 125,750 | 25,100 | 4,433,000 | 1,011,000 | $35.25 |
| 12/31/2001 | AMERICAN STATES WATER CO | AWR | 132,300 | 31,650 | 4,624,000 | 1,202,000 | $34.95 |
| 09/30/2001 | AMERICAN STATES WATER CO | AWR | 133,400 | 32,750 | 4,936,000 | 1,514,000 | $37.00 |
| 06/30/2001 | AMERICAN STATES WATER CO | AWR | 100,650 | 100,650 | 3,422,000 | 3,422,000 | $34.00 |
| 03/31/2001 | AMERICAN STATES WATER CO | AWR | 85,200 | 85,200 | 2,821,000 | 2,821,000 | $33.11 |
| 12/31/2000 | AMERICAN STATES WATER CO | AWR | 90,500 | 90,500 | 3,337,000 | 3,337,000 | $36.87 |
| 09/30/2000 | AMERICAN STATES WATER CO | AWR | 161,100 | 161,100 | 4,873,000 | 4,873,000 | $30.25 |
| 06/30/2000 | AMERICAN STATES WATER CO | AWR | 125,550 | 125,550 | 3,735,000 | 3,735,000 | $29.75 |
| 03/31/2000 | AMERICAN STATES WATER CO | AWR | 121,750 | 121,750 | 3,622,000 | 3,622,000 | $29.75 |
| 12/31/1999 | AMERICAN STATES WATER CO | AWR | 76,250 | 76,250 | 2,745,000 | 2,745,000 | $36.00 |
| 09/30/1999 | AMERICAN STATES WATER CO | AWR | 99,500 | 99,500 | 3,296,000 | 3,296,000 | $33.13 |
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