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LEGG MASON, INC. (LM)

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Security holder agreements
TypeNameDate
IndentureSecond Supplemental Indenture, between Legg Mason, Inc., as Issuer, and The Bank New York Mellon, as Trustee08/08/2016
Credit agreementFirst Amendment, to the Credit Agreement, by and among Legg Mason, Inc., as Borrower, Citibank, N.A., as Administrative Agent, and each of the lenders from time to time party thereto, filed herewith04/01/2016
Underwriting agreementUnderwriting Agreement, among Legg Mason, Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the underwriters named therein03/22/2016
IndentureFirst Supplemental Indenture, between Legg Mason, Inc., as Issuer, and The Bank New York Mellon, as Trustee03/14/2016
Credit agreementCredit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks party thereto12/30/2015
Underwriting agreementUnderwriting Agreement, among Legg Mason, Inc. and Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the underwriters named therein06/26/2014
IndentureSecond Supplemental Indenture, between Legg Mason, Inc. and The Bank New York Mellon, as trustee06/26/2014
IndentureFirst Supplemental Indenture, between Legg Mason, Inc., and The Bank New York Mellon, as trustee01/22/2014
Underwriting agreementUnderwriting Agreement, among Legg Mason, Inc. and J.P. Morgan Securities LLC and Citigroup Global Markets Inc., as representatives of the underwriters named therein01/22/2014
Credit agreementCredit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; The Bank of New York Mellon and State Street Bank and Trust Company, as Joint Documentation Agents; and the other banks party thereto06/28/2012
IndentureSupplemental Indenture, between Legg Mason, Inc. and The Bank of New York Mellon, as trustee05/22/2012
Credit agreementAmendment No. 5 to the 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks thereto, filed herewith12/01/2008
Credit agreementAmendment No. 5 to the 5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; and the other banks thereto, filed herewith12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008
Credit agreement5-Year Revolving Credit Agreement, between Legg Mason, Inc., as Borrower; Citibank, N.A., as Administrative Agent; Citigroup Global Markets Inc., as Lead Arranger and Book Manager; and Bank of America, N.A., JPMorgan Chase Bank, N.A., The Bank of New York and Deutsche Bank AG New York Branch, as Co-Syndication Agents; and the other banks thereto (incorporated by reference to the Company's Current Report on Form 8-K for the event on October 14, 2005)12/01/2008


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