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Holdings
Victory Park Capital Advisors, LLC
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
07/21/2017
KATY INDUSTRIES INC
KATY
Other (disposition)
Convertible Debt
0
$0.00
$0
By Jansan Acquisition LLC
07/21/2017
05/14/2017
KATY INDUSTRIES INC
KATY
Other (disposition)
Convertible Debt
0
$0.00
$0
By Jansan Acquisition LLC
05/14/2017
06/11/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
06/11/2013
06/11/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
06/11/2013
06/11/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
06/11/2013
06/11/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
06/11/2013
06/03/2013
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
06/03/2013
05/14/2013
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
500k
$0.00
$0
See Footnote
05/14/2013
05/14/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
184.1k
$0.00
$0
See Footnote
05/14/2013
05/14/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
154.5k
$0.00
$0
See Footnote
05/14/2013
05/14/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
310.2k
$0.00
$0
See Footnote
05/14/2013
05/14/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
351.2k
$0.00
$0
See Footnote
05/14/2013
04/25/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
2.4M
$0.00
$0
See Footnote
04/25/2013
04/25/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
3.9M
$0.00
$0
See Footnote
04/25/2013
04/25/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
4.1M
$0.00
$0
See Footnote
04/25/2013
04/25/2013
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
4.6M
$0.00
$0
See Footnote
04/25/2013
04/08/2013
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See footnotes
04/08/2013
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Grant
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
09/21/2012
UNIGENE LABORATORIES INC
UGNE
Disposition
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
09/21/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (acquisition)
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
07/16/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (disposition)
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
07/16/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (acquisition)
Senior Secured Convertible Note
0
$0.00
$0
See Footnote
07/16/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (disposition)
Common Stock
9.1M
$0.00
$0
See Footnote
07/16/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (acquisition)
Common Stock
4.3M
$0.00
$0
See Footnote
07/16/2012
07/16/2012
UNIGENE LABORATORIES INC
UGNE
Other (acquisition)
Common Stock
4.8M
$0.00
$0
See Footnote
07/16/2012
11/06/2009
Enterprise Acquisition Corp.
EST
Disposition
Common Stock, par value $0.0001
4M
$0.00
$0
See footnote.
11/06/2009
06/30/2009
Pantheon China Acquisition Corp.
PCQC
Sale
Common Stock, par value $0.0001
2.3M
$5.99
$13.6M
See General Remarks.
06/30/2009
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