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Victory Park Capital Advisors, LLC

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
07/21/2017KATY INDUSTRIES INCKATYOther (disposition)Convertible Debt0$0.00$0By Jansan Acquisition LLC07/21/2017
05/14/2017KATY INDUSTRIES INCKATYOther (disposition)Convertible Debt0$0.00$0By Jansan Acquisition LLC05/14/2017
06/11/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote06/11/2013
06/11/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote06/11/2013
06/11/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote06/11/2013
06/11/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote06/11/2013
06/03/2013UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See Footnote06/03/2013
05/14/2013UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note500k$0.00$0See Footnote05/14/2013
05/14/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note184.1k$0.00$0See Footnote05/14/2013
05/14/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note154.5k$0.00$0See Footnote05/14/2013
05/14/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note310.2k$0.00$0See Footnote05/14/2013
05/14/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note351.2k$0.00$0See Footnote05/14/2013
04/25/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note2.4M$0.00$0See Footnote04/25/2013
04/25/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note3.9M$0.00$0See Footnote04/25/2013
04/25/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note4.1M$0.00$0See Footnote04/25/2013
04/25/2013UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note4.6M$0.00$0See Footnote04/25/2013
04/08/2013UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See footnotes04/08/2013
09/21/2012UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEGrantSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
09/21/2012UNIGENE LABORATORIES INCUGNEDispositionSenior Secured Convertible Note0$0.00$0See Footnote09/21/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (acquisition)Senior Secured Convertible Note0$0.00$0See Footnote07/16/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (disposition)Senior Secured Convertible Note0$0.00$0See Footnote07/16/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (acquisition)Senior Secured Convertible Note0$0.00$0See Footnote07/16/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (disposition)Common Stock9.1M$0.00$0See Footnote07/16/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (acquisition)Common Stock4.3M$0.00$0See Footnote07/16/2012
07/16/2012UNIGENE LABORATORIES INCUGNEOther (acquisition)Common Stock4.8M$0.00$0See Footnote07/16/2012
11/06/2009Enterprise Acquisition Corp.ESTDispositionCommon Stock, par value $0.00014M$0.00$0See footnote.11/06/2009
06/30/2009Pantheon China Acquisition Corp.PCQCSaleCommon Stock, par value $0.00012.3M$5.99$13.6MSee General Remarks.06/30/2009

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